INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 8th, 2022 • 1290 Funds • New York
INVESTMENT SUB-ADVISORY AGREEMENT, dated as of July 11, 2022, by and between Equitable Investment Management Group, LLC, a limited liability company organized in the State of Delaware (“Adviser”), and Essex Investment Management Company, LLC, a limited liability company organized under the laws of Delaware (“Sub-Adviser”).
AMENDMENT NO. 2 EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 8th, 2022 • 1290 Funds
Amendment No. 2, effective March 1, 2022 (“Amendment No. 2”) to the Expense Limitation Agreement dated August 1, 2021 (the “Agreement”), between Equitable Investment Management Group, LLC (the “Adviser”), Equitable Investment Management, LLC (“the Administrator”) and 1290 Funds (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund,” and collectively, the “Funds”).
AMENDMENT NO. 3 SECURITIES LENDING AGREEMENTSecurities Lending Agreement • July 8th, 2022 • 1290 Funds
Amendment No. 3, effective as of July 11, 2022 (“Amendment No. 3”), to the Securities Lending Agreement dated as of April 11, 2016 (“Agreement”), by and between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and each Equitable investment company identified in Annex A hereto (“Lender”).
AMENDMENT NO. 2 TO THE AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 8th, 2022 • 1290 Funds
AMENDMENT NO. 2, effective as of July 11, 2022 (“Amendment No. 2”) to the Amended and Restated Investment Advisory Agreement, dated as of July 16, 2020 (the “Agreement”), between 1290 Funds, a Delaware statutory trust (the “Trust”), and Equitable Investment Management Group, LLC, a limited liability company organized in the State of Delaware (“Adviser”).
AMENDMENT 9 To Transfer Agency and Service Agreement between and DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • July 8th, 2022 • 1290 Funds
This Amendment is entered into as of July 11, 2022, between DST Asset Manager Solutions, Inc. (the “Transfer Agent”) and Each of the Entities, Individually and not Jointly, as listed on Schedule A (the “Funds”).
AMENDMENT NO. 1 TO THE MUTUAL FUNDS SERVICE AGREEMENTMutual Funds Service Agreement • July 8th, 2022 • 1290 Funds
AMENDMENT NO. 1, effective as of July 11, 2022 (“Amendment No. 1”), to the Mutual Funds Service Agreement dated as of August 1, 2021 (the “Agreement”) between 1290 Funds, a Delaware statutory trust (the “Trust”), Equitable Investment Management, LLC (“Administrator”), a limited liability company organized in the State of Delaware and Equitable Investment Management Group, LLC (“EIM or the “Adviser”), a limited liability company organized in the State of Delaware.
AMENDMENT NO. 8 To Transfer Agency and Service Agreement between Each of the Entities, Individually and not Jointly, As Listed on Schedule A And DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • July 8th, 2022 • 1290 Funds
THIS AMENDMENT (this “Amendment”) is entered into as of July 1, 2021 by and between EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A (together, the “Clients”) and DST ASSET MANAGER SOLUTIONS, INC. f/k/a Boston Financial Data Services, Inc. (referred to herein as, “DST AMS” or “Service Provider”).
AMENDMENT NO. 9 GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • July 8th, 2022 • 1290 Funds
Amendment No. 9, effective as of July 11, 2022 (“Amendment No. 9”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
AMENDMENT 3Distribution Agreement • July 8th, 2022 • 1290 Funds
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of July 11, 2022 (the “Effective Date”):
