Investment Advisory Agreement Harbor International Compounders ETFInvestment Advisory Agreement • August 17th, 2022 • Harbor ETF Trust • Illinois
Contract Type FiledAugust 17th, 2022 Company JurisdictionHarbor ETF Trust (the “Trust”) has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series, including Harbor International Compounders ETF (the “Fund”), as established pursuant to a written instrument executed by the Trustees of the Trust. Series may be terminated, and additional series established, from time to time by action of the Trustees. The Trust, on behalf of the Fund, has selected you to act as the investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows:
September 7, 2022Investment Advisory Agreement • August 17th, 2022 • Harbor ETF Trust • Illinois
Contract Type FiledAugust 17th, 2022 Company Jurisdiction
FOURTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • August 17th, 2022 • Harbor ETF Trust • Delaware
Contract Type FiledAugust 17th, 2022 Company JurisdictionThis fourth amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of September 30, 2021 by and between Harbor ETF Trust (“Trust”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of September 7, 2022 (the “Effective Date”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 17th, 2022 • Harbor ETF Trust • Massachusetts
Contract Type FiledAugust 17th, 2022 Company JurisdictionThis amendment (“Amendment”) to the Transfer Agency and Service Agreement (the “Agreement”) dated as of September 7, 2021 by and between Harbor ETF Trust (“Trust”) and State Street Bank and Trust Company (“State Street” or the “Transfer Agent”) is entered into as of September 7, 2022 (the “Effective Date”).
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • August 17th, 2022 • Harbor ETF Trust • Massachusetts
Contract Type FiledAugust 17th, 2022 Company JurisdictionThis amendment (“Amendment”) to the Master Custodian Agreement (the “Agreement”) dated as of September 2, 2021 by and between Harbor ETF Trust (“Trust”) and State Street Bank and Trust Company (“State Street” or the “Custodian”) is entered into as of September 7, 2022 (the “Effective Date”).