LOAN AND SECURITY AGREEMENTLoan and Security Agreement • September 23rd, 2022 • Spectrum Pharmaceuticals Inc • Pharmaceutical preparations • New York
THIS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”) dated as of September 21, 2022 (the “Effective Date”) among SLR INVESTMENT CORP., a Maryland corporation with an office located at 500 Park Avenue, 3rd Floor, New York, NY 10022 (“SLR”), as collateral agent (in such capacity, together with its successors and assigns in such capacity, “Collateral Agent”), and the lenders listed on Schedule 1.1 hereof or otherwise a party hereto from time to time including SLR in its capacity as a Lender (each a “Lender” and collectively, the “Lenders”), and SPECTRUM PHARMACEUTICALS, INC., a Delaware corporation with offices located at 2 Atlantic Avenue, 6th Floor, Boston, MA 02110 (“Parent”), ALLOS THERAPEUTICS, INC., Delaware corporation with offices located at 18200 Von Karman Avenue, Suite 700, Irvine, CA 92612 (“Allos”), TALON THERAPEUTICS, INC., Delaware corporation with offices located at 18200 Von Karman Avenue, S
ContractWarrant Agreement • September 23rd, 2022 • Spectrum Pharmaceuticals Inc • Pharmaceutical preparations • New York
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY, SUCH OFFER, SALE, PLEDGE OR OTHER TRANSFER IS EXEMPT FROM SUCH REGISTRATION.
