LETTER AGREEMENTLetter Agreement • October 28th, 2022 • Nexpoint Funds I • Delaware
LETTER AGREEMENTLetter Agreement • October 28th, 2022 • Nexpoint Funds I • Delaware
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • October 28th, 2022 • Nexpoint Funds I • Delaware
THIS AGREEMENT, is made by and among each registrant identified on Schedule A (each, an “Acquiring Company”), each on behalf of itself and its series identified on Schedule A (if any), severally and not jointly (each, an “Acquiring Fund” and collectively, the “Acquiring Funds”), and each registrant identified on Schedule B (each, an “Acquired Company”), on behalf of itself and its series identified on Schedule B (if any), severally and not jointly (each, an “Acquired Fund” and collectively the “Acquired Funds” and together with the Acquiring Funds, the “Funds”), and shall become effective as of January 19, 2022 (the “Effective Date”).
RULE 12d1-4 EXCHANGE TRADED FUND OF CLOSED-END FUNDS INVESTMENT AGREEMENTExchange Traded • October 28th, 2022 • Nexpoint Funds I
This Agreement, dated as of January 19, 2022, between First Trust CEF Income Opportunity ETF (the “Acquiring Fund”) and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
DBX ETFs FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • October 28th, 2022 • Nexpoint Funds I
THIS AGREEMENT, dated as of January 25, 2022, on behalf of each Acquiring Fund listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and DBX ETF Trust, on behalf of each Acquired Fund listed on Schedule B, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
