INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 12th, 2022 • 1290 Funds • New York
INVESTMENT SUB-ADVISORY AGREEMENT, dated as of August 19, 2022, by and between Equitable Investment Management Group, LLC, a limited liability company organized in the State of Delaware (“Adviser”), and Loomis, Sayles & Company, L.P., a limited partnership organized in the State of Delaware (“Sub-Adviser”).
Third Amended and Restated Agreement and Declaration of Trust of 1290 Funds a Delaware Statutory Trust Principal Place of Business: 1290 Avenue of the Americas, New York, New York 10104Agreement and Declaration of Trust • December 12th, 2022 • 1290 Funds • Delaware
THIS THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of 1290 Funds is made as of the date set forth below by the Trustees named hereunder for the purpose of continuing a Delaware statutory trust in accordance with the provisions hereinafter set forth.
AMENDMENT NO. 4 SECURITIES LENDING AGREEMENTSecurities Lending Agreement • December 12th, 2022 • 1290 Funds
Amendment No. 4, effective as of August 19, 2022 (“Amendment No. 4”), to the Securities Lending Agreement dated as of April 11, 2016 (“Agreement”), by and between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and each Equitable investment company identified in Annex A hereto (“Lender”).
AMENDMENT 4Distribution Agreement • December 12th, 2022 • 1290 Funds
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of August 19, 2022 (the “Effective Date”):
AMENDMENT NO. 3 TO THE AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 12th, 2022 • 1290 Funds
AMENDMENT NO. 3, effective as of August 19, 2022 (“Amendment No. 3”) to the Amended and Restated Investment Advisory Agreement, dated as of July 16, 2020 (the “Agreement”), between 1290 Funds, a Delaware statutory trust (the “Trust”), and Equitable Investment Management Group, LLC, a limited liability company organized in the State of Delaware (“Adviser”).
AMENDMENT NO. 10 GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • December 12th, 2022 • 1290 Funds
Amendment No. 10, effective as of August 19, 2022 (“Amendment No. 10”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
AMENDMENT No. 10 to Transfer Agency and Service Agreement between And DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • December 12th, 2022 • 1290 Funds
This Amendment is entered into as of this 19th day of August, 2022, between DST Asset Manager Solutions, Inc. (the “Transfer Agent”) and Each of the Entities, Individually and not Jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”).
AMENDMENT NO. 2 TO THE MUTUAL FUNDS SERVICE AGREEMENTMutual Funds Service Agreement • December 12th, 2022 • 1290 Funds
AMENDMENT NO. 2, effective as of August 19, 2022 (“Amendment No. 2”), to the Mutual Funds Service Agreement dated as of August 1, 2021 (the “Agreement”) between 1290 Funds, a Delaware statutory trust (the “Trust”), Equitable Investment Management, LLC (“Administrator”), a limited liability company organized in the State of Delaware and Equitable Investment Management Group, LLC (“EIM or the “Adviser”), a limited liability company organized in the State of Delaware.
AMENDMENT NO. 4 EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 12th, 2022 • 1290 Funds
Amendment No. 4, effective as of August 19, 2022 (“Amendment No. 4”) to the Expense Limitation Agreement dated August 1, 2021 (the “Agreement”), between Equitable Investment Management Group, LLC (the “Adviser”), Equitable Investment Management, LLC (“the Administrator”) and 1290 Funds (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund,” and collectively, the “Funds”).
