FORM OF CLASS A COMMON STOCK PURCHASE WARRANT CONTRAFECT CORPORATIONCONTRAFECT Corp • December 14th, 2022 • Pharmaceutical preparations
Company FiledDecember 14th, 2022 IndustryTHIS CLASS A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date Shareholder Approval is received and effective (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the fifth anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from CONTRAFECT CORPORATION, a Delaware corporation (the “Company”), up to [•] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
FORM OF CLASS B COMMON STOCK PURCHASE WARRANT CONTRAFECT CORPORATIONCONTRAFECT Corp • December 14th, 2022 • Pharmaceutical preparations
Company FiledDecember 14th, 2022 IndustryTHIS CLASS B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date Shareholder Approval is received and effective (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is six months after the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from CONTRAFECT CORPORATION, a Delaware corporation (the “Company”), up to [ • ] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
CONFIDENTIAL December 12, 2022 Dr. Roger J. Pomerantz, M.D., F.A.C.P. Chief Executive Officer ContraFect CorporationCONTRAFECT Corp • December 14th, 2022 • Pharmaceutical preparations • New York
Company FiledDecember 14th, 2022 Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 14th, 2022 • CONTRAFECT Corp • Pharmaceutical preparations • New York
Contract Type FiledDecember 14th, 2022 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of December 12, 2022 between ContraFect Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).