FEE WAIVER AGREEMENT PIMCO ETF Trust Newport Beach, California 92660 February 8, 2023Fee Waiver Agreement • February 16th, 2023 • PIMCO ETF Trust
This will confirm the agreement between PIMCO ETF Trust (the “Trust”) on behalf of the Fund and Pacific Investment Management Company LLC (“PIMCO”) as follows:
FORM OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 16th, 2023 • PIMCO ETF Trust
This INVESTMENT MANAGEMENT AGREEMENT (together with any schedules, exhibits or other attachments hereto, and as it may be amended, restated or otherwise modified from time to time, this “Agreement”), is made and entered into as of [ ], [ ] by and between [ ], a Cayman Islands exempted company (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Investment Manager”). Capitalized terms not otherwise defined herein have the meanings specified in the Memorandum and Articles of Association of the Fund (as amended, restated or otherwise modified from time to time, the “Articles”).
SUPPLEMENT TO INVESTMENT MANAGEMENT AGREEMENT PIMCO ETF TrustInvestment Management Agreement • February 16th, 2023 • PIMCO ETF Trust
This Supplement and the Agreement shall become effective with respect to the Fund on February 8, 2023 and shall continue in effect for a period not to exceed two years from the effective date of this Supplement and shall continue thereafter on an annual basis with respect to the Fund only so long as such continuance is specifically approved at least annually by (a) the Trust’s Board of Trustees or by the vote of a majority of the outstanding voting securities (as defined in the Investment Company Act of 1940, as amended (the “1940 Act”)) of the Fund, and (b) the vote, cast in accordance with the provisions of the 1940 Act and the rules and any applicable Securities and Exchange Commission guidance or relief thereunder at a meeting called for such purpose, of a majority of the Trust’s Trustees who are not parties to the Contract or “interested persons” (as defined in the 1940 Act) of any such party. This Supplement and the Contract shall terminate automatically in the event of its assig
February 8, 2023 State Street Bank and Trust CompanyCustody Agreement • February 16th, 2023 • PIMCO ETF Trust
SUPPLEMENT TO DISTRIBUTION CONTRACT PIMCO ETF Trust Newport Beach, California 92660 February 8, 2023Distribution Contract • February 16th, 2023 • PIMCO ETF Trust
FEE WAIVER AGREEMENT Pacific Investment Management Company LLCFee Waiver Agreement • February 16th, 2023 • PIMCO ETF Trust
Reference is made to (i) the Investment Management Agreement by and between PIMCO ETF Trust, a statutory trust organized under the laws of the State of Delaware (the “Trust”), and Pacific Investment Management Company LLC, a Delaware limited liability company (“PIMCO”), dated April 24, 2009, as further amended, restated, supplemented or otherwise modified from time to time (the “Management Agreement”).
Schedule A to Second Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • February 16th, 2023 • PIMCO ETF Trust
