8,250,000 SHARES OF COMMON STOCK 8,250,000 WARRANTS (EXERCISABLE FOR 8,250,000 WARRANT SHARES) ENERGOUS CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • March 27th, 2023 • Energous Corp • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledMarch 27th, 2023 Company Industry JurisdictionThe undersigned, Energous Corporation, a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as defined below) as being subsidiaries or affiliates of Energous Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto, for which Roth Capital Partners, LLC is acting as representative (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
COMMON STOCK PURCHASE WARRANT ENERGOUS CORPORATIONEnergous Corp • March 27th, 2023 • Radio & tv broadcasting & communications equipment • New York
Company FiledMarch 27th, 2023 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _____1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Energous Corporation, a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock (as defined below). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).