ADMINISTRATIVE REIMBURSEMENT AGREEMENTAdministrative Reimbursement Agreement • October 10th, 2023 • AB CarVal Opportunistic Credit Fund • New York
Agreement made as of [ ], 2023, between AB CARVAL OPPORTUNISTIC CREDIT FUND, a Delaware statutory trust (the “Fund”), and AB CARVAL INVESTORS, L.P., a Delaware limited partnership (the “Administrator”).
CUSTODY AGREEMENTCustody Agreement • October 10th, 2023 • AB CarVal Opportunistic Credit Fund • Illinois
AGREEMENT dated as of August __, 2023 between AB CARVAL OPPORTUNISTIC CREDIT FUND, a statutory trust organized under the laws of the State of Delaware (the “Fund”), having its principal office and place of business at 1601 Utica Avenue South, Suite 1000, Minneapolis, Minnesota, 55416, and THE NORTHERN TRUST COMPANY (the “Custodian”), an Illinois company with its principal place of business at 50 South LaSalle Street, Chicago, Illinois 60603.
AB CARVAL OPPORTUNISTIC CREDIT FUND EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 10th, 2023 • AB CarVal Opportunistic Credit Fund • Delaware
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the [ ] day of [ ] 2023, by and between AB CARVAL OPPORTUNISTIC CREDIT FUND, a Delaware statutory trust (the “Fund”) and the investment adviser of such Fund, AB CARVAL INVESTORS, L.P. (the “Adviser”).
ADVISORY AGREEMENT AB CARVAL OPPORTUNISTIC CREDIT FUND Minneapolis, MN 55416Advisory Agreement • October 10th, 2023 • AB CarVal Opportunistic Credit Fund
TRANSFER AGENCY AGREEMENT BETWEEN AB CARVAL OPPORTUNISTIC CREDIT FUND AND ALLIANCEBERNSTEIN INVESTOR SERVICES, INC.Transfer Agency Agreement • October 10th, 2023 • AB CarVal Opportunistic Credit Fund • New York
This Agreement, dated September 13, 2023, is between AB CarVal Opportunistic Credit Fund, a statutory trust fund formed under the laws of Delaware, whose principal place of business is 1601 Utica Avenue, Suite 1000, Minneapolis, Minnesota 55416 (the “Fund”) and AllianceBernstein Investor Services, Inc. with a place of business at 8000 IH 10 W, 4th Floor, San Antonio, Texas 78230 (“ABIS”).
ALLIANCEBERNSTEIN INVESTMENTS, INC. 1345 AVENUE OF THE AMERICAS NEW YORK, NY 10105 (800) 221-5672Selected Agreement for Broker-Dealers • October 10th, 2023 • AB CarVal Opportunistic Credit Fund
As the principal underwriter of shares of beneficial interest of AB CarVal Opportunistic Credit Fund (the “Fund”), we invite you to participate as principal (except as provided herein) in the distribution of shares of the Fund, all upon the terms and conditions set forth below. All other agreements in place between us, AB CarVal Investors, L.P. and its affiliates as well as other funds for which AB CarVal Investors, L.P. or its affiliates acts as manager, and you and your affiliates, remain unchanged and in full force and effect.
DISTRIBUTION SERVICES AGREEMENTDistribution Agreement • October 10th, 2023 • AB CarVal Opportunistic Credit Fund
SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • October 10th, 2023 • AB CarVal Opportunistic Credit Fund • Massachusetts
This Sub-Administration Agreement (“Agreement”) dated and effective as of [ ], 2023, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and AB CarVal Investors, L.P., a Delaware Limited Partnership (the “Administrator”).
