SHIMMICK CORPORATION UNDERWRITING AGREEMENT 4,550,000 Shares of Common StockUnderwriting Agreement • October 24th, 2023 • Shimmick Corp • Heavy construction other than bldg const - contractors • New York
Contract Type FiledOctober 24th, 2023 Company Industry JurisdictionSHIMMICK CORPORATION, formerly known as SCCI National Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Roth Capital Partners, LLC is acting as the representative (the “Representative”), an aggregate of 4,550,000 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth herein, up to an additional 682,500 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares.”
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • October 24th, 2023 • Shimmick Corp • Heavy construction other than bldg const - contractors • Delaware
Contract Type FiledOctober 24th, 2023 Company Industry JurisdictionThis INDEMNIFICATION AGREEMENT is made and executed effective as of [DATE] by and between Shimmick Corporation, a Delaware corporation (the “Company”), and [NAME], an individual resident of the State of [STATE] (the “Indemnitee”).