RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • October 27th, 2023 • Nuveen Investment Trust Ii • Illinois
THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
AMENDMENT NUMBER 1 TO RULE 12d1-4 FUNDS OF FUNDS INVESTMENT AGREEMENT FOR TIAA- CREF FUNDS OF FUNDS AS ACQUIRING FUNDS AND NUVEEN FUNDS/ETFS AS ACQUIRED FUNDSNuveen Investment Trust Ii • October 27th, 2023
THIS AMENDMENT number 1 (the “Amendment”) to the Rule 12d1-4 Funds of Funds Investment Agreement for TIAA-CREF Funds of Funds as Acquiring Funds and Nuveen Funds/ETFs as Acquired Funds (the “Agreement”) dated January 19, 2022, among the Acquiring Trust, on behalf of itself and each Acquiring Fund, and the Acquired Trusts, each on behalf of itself and its Acquired Funds, is entered into as of January 19, 2023.
