Investment Advisory Agreement Harbor Long-Short Equity ETFHarbor ETF Trust • November 3rd, 2023 • Illinois
Harbor ETF Trust (the “Trust”) has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series, including Harbor Long-Short Equity ETF (the “Fund”), as established pursuant to a written instrument executed by the Trustees of the Trust. Series may be terminated, and additional series established, from time to time by action of the Trustees. The Trust, on behalf of the Fund, has selected you to act as the investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows:
Investment Advisory Agreement For Subadviser (Harbor Long-Short Equity ETF)Harbor ETF Trust • November 3rd, 2023 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor ETF Trust (the “Trust”) on behalf of Harbor Long-Short Equity ETF (the “Fund”). The Trust has been organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The shares of beneficial interest of the Trust (the “Shares”) are divided into multiple series, including the Fund, as established pursuant to resolutions adopted by the Board of Trustees of the Trust (the “Board” or the “Trustees”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected Disciplined Alpha LLC (“you”, “your” or “yourself”) to act as a sub-investment adviser of the Fund and to provide
ELEVENTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • November 3rd, 2023 • Harbor ETF Trust • Delaware
This eleventh amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of September 30, 2021 by and between Harbor ETF Trust (“Trust”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of October 27, 2023 (the “Effective Date”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • November 3rd, 2023 • Harbor ETF Trust • Massachusetts
This amendment (“Amendment”) to the Transfer Agency and Service Agreement (the “Agreement”) dated as of September 7, 2021 by and between Harbor ETF Trust (“Trust”) and State Street Bank and Trust Company (“State Street” or the “Transfer Agent”) is entered into as of October 27, 2023 (the “Effective Date”).
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • November 3rd, 2023 • Harbor ETF Trust • Massachusetts
This amendment (“Amendment”) to the Master Custodian Agreement (the “Agreement”) dated as of September 2, 2021 by and between Harbor ETF Trust (“Trust”) and State Street Bank and Trust Company (“State Street” or the “Custodian”) is entered into as of October 27, 2023 (the “Effective Date”).
