0001193125-23-279796 Sample Contracts

LPL HOLDINGS, INC., as Company, LPL FINANCIAL HOLDINGS INC., as Parent Guarantor and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of November 17, 2023

Indenture • November 17th, 2023 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York

• Contract Type
  Indenture
• Filed
  November 17th, 2023
• Company
  LPL Financial Holdings Inc.
• Industry
  Security & commodity brokers, dealers, exchanges & services
• Jurisdiction
  New York

INDENTURE, dated as of November 17, 2023 among LPL Holdings, Inc., a Massachusetts corporation (the “Company”), LPL Financial Holdings Inc., a Delaware corporation (the “Parent Guarantor”), and U.S. Bank Trust Company, National Association, a national banking association, as trustee (the “Trustee”).

Contract

First Supplemental Indenture • November 17th, 2023 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York

• Contract Type
  First Supplemental Indenture
• Filed
  November 17th, 2023
• Company
  LPL Financial Holdings Inc.
• Industry
  Security & commodity brokers, dealers, exchanges & services
• Jurisdiction
  New York

FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of November 17, 2023 among LPL Holdings, Inc., a Massachusetts corporation (the “Company”), LPL Financial Holdings Inc., a Delaware corporation (the “Parent Guarantor”), and U.S. Bank Trust Company, National Association, a national banking association, as trustee (the “Trustee”).