INVESTMENT MANAGEMENT AGREEMENT DoubleLine ETF TrustInvestment Management Agreement • January 29th, 2024 • DoubleLine ETF Trust • Delaware
This Investment Management Agreement is executed as of January 16, 2024 by and between DOUBLELINE ETF TRUST, a Delaware statutory trust (the “Trust”), solely on behalf of and with respect to its series specified in Schedule A hereto (each series, individually, a “Fund” and, collectively, the “Funds”), and DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”).
SUBLICENSE AGREEMENTSublicense Agreement • January 29th, 2024 • DoubleLine ETF Trust
This Sublicense Agreement (the “Agreement”) dated this day of January 23, 2024, by and between DoubleLine Capital LP, a limited partnership formed under the laws of the State of Delaware and having its principal place of business at 2002 North Tampa Street, Suite 200, Tampa, Florida 33602 (“DLC”), and DoubleLine Fortune 500 Equal Weight ETF (the “Fund”), a series of DoubleLine ETF Trust (the “Trust”), having an address at 2002 North Tampa Street, Suite 200, Tampa, Florida 33602 (the Trust, on behalf of the Fund, the “Sublicensee”). DLC and Sublicensee are the “Parties” to this Agreement and each is a “Party”.
INVESTMENT MANAGEMENT AGREEMENT DoubleLine ETF TrustInvestment Management Agreement • January 29th, 2024 • DoubleLine ETF Trust • Delaware
This Investment Management Agreement is executed as of December 1, 2021 by and between DOUBLELINE ETF TRUST, a Delaware statutory trust (the “Trust”), solely on behalf of and with respect to its series specified in Schedule A hereto (each series, individually, a “Fund” and, collectively, the “Funds”), and DOUBLELINE ETF ADVISER LP, a Delaware limited partnership (the “Manager”).
JOINDER AND AMENDMENT TO AGENCY SERVICES AGREEMENTAgency Services Agreement • January 29th, 2024 • DoubleLine ETF Trust • New York
This Joinder and Amendment (this “Amendment”), dated as of January 5, 2024, to the AGENCY SERVICES AGREEMENT, dated January 26, 2022 (as amended, the “Principal Agreement”), among JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”) and DOUBLELINE ETF TRUST (the “Trust”), on behalf of its series then listed on Exhibit A thereto (each series of the Trust, a “Fund” or an “ETF Series”), is entered into among the Trust, on behalf of its series currently listed on Exhibit A hereto, including the New Funds (as defined below), and J.P. Morgan, and is effective as of January 5, 2024 (the “Effective Date”).
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • January 29th, 2024 • DoubleLine ETF Trust • Delaware
This second amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of February 1, 2022, by and between DoubleLine ETF Trust and Foreside Fund Services, LLC (together, the “Parties”) is effective as of January 16, 2024.
JOINDER AND AMENDMENT TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • January 29th, 2024 • DoubleLine ETF Trust • New York
This Joinder and Amendment (“Amendment”), dated as of December 5, 2023, to the GLOBAL CUSTODY AGREEMENT, dated January 26, 2022 (as amended, the “Principal Agreement”), among JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”); and DOUBLE LINE ETF TRUST (the “Trust”), on behalf of its series listed on Exhibit A thereto, (each series a “Customer and together, the “Customer”), is entered into among the Trust, on behalf of its series listed on Exhibit A thereto, the New Customer (as defined below), and J.P. Morgan, and is effective as of December 5, 2023 (the “Effective Date”).
INVESTMENT MANAGEMENT AGREEMENT DoubleLine Commodity ETF Ltd.Investment Management Agreement • January 29th, 2024 • DoubleLine ETF Trust • Delaware
This Investment Management Agreement is executed as of January 16, 2024 by and between DOUBLELINE COMMODITY ETF LTD. (the “Company”), a Cayman Islands exempted company and a wholly-owned subsidiary of DoubleLine Commodity ETF (the “Commodity ETF”), a series of DoubleLine ETF Trust, a Delaware statutory trust (the “Trust”), and DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”). The purpose of the Company is to facilitate the implementation of the Commodity ETF’s investment strategies.
JOINDER TO FUND SERVICES AGREEMENTJoinder to Fund Services Agreement • January 29th, 2024 • DoubleLine ETF Trust • New York
This Joinder (“Joinder”) to the FUND SERVICES AGREEMENT, dated January 26, 2022 among DOUBLE LINE ETF TRUST (the “Trust”), on behalf of the Customers listed on Annex I thereto, (each a “Customer and together, the “Customer”) and JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”), as amended as of the date hereof (the “Agreement”), is made and entered into as of December 15, 2023, between DoubleLine Commodity ETF, DoubleLine Fortune 500 Equal Weight ETF, and DoubleLine Commodity ETF Ltd. (a wholly-owned subsidiary of DoubleLine Commodity ETF), (each a “New Customer” and together the “New Customer) and J.P. Morgan.
