BROKER-DEALER AND GENERAL AGENT SALES AGREEMENTBroker-Dealer and General Agent Sales Agreement • January 30th, 2024 • Equitable Financial Life Insurance Co of America • Life insurance • New York
This Broker-Dealer and General Agent Sales Agreement (this “Agreement”), dated as of INSERT DATE (such date, following execution and delivery by all parties, to be the “Effective Date”), is made by and among Equitable Distributors, LLC (“Distributor”) and INSERT BD/GA NAME, a INSERT STATE corporation (“Broker-Dealer” and “General Agent”).
BROKERAGE GENERAL AGENT AGREEMENTBrokerage General Agent Agreement • January 30th, 2024 • Equitable Financial Life Insurance Co of America • Life insurance • New York
WHOLESALE BROKER-DEALER SUPERVISORY AND SALES AGREEMENTWholesale Broker-Dealer Supervisory and Sales Agreement • January 30th, 2024 • Equitable Financial Life Insurance Co of America • Life insurance • New York
The brokerage general agents listed on Schedule 1 attached hereto (the “BGA’s”) have entered into Brokerage General Agent Agreements with the Distributor and certain affiliates authorizing them to distribute Company Products (as such terms and all other terms used herein are defined below). The authority granted the BGA’s to distribute Company Products which are Variable Company Products, however, is conditioned on the agreement of the BGA’s to distribute such Products jointly with you and is further conditioned upon your agreement to distribute such Products jointly with the BGA’s on the terms and condition of this Agreement.
AMENDMENT TO BROKERAGE GENERAL AGENT SALES AGREEMENTBrokerage General Agent Sales Agreement • January 30th, 2024 • Equitable Financial Life Insurance Co of America • Life insurance
You have entered into a Brokerage General Agent Sales Agreement with the Distributor dated inserted by Distributor (as modified and amended hereby and by any prior amendments, the “Agreement”) authorizing you to distribute Traditional Company Products to Independent Agents and Insurance Agencies (as such terms and all other terms used herein, unless otherwise defined, are used in the Agreement). You also wish to distribute Variable Company Products to Qualified Retailers, and the Distributor has agreed, provided that you distribute such Products jointly with (the “Broker-Dealer”) on the terms and conditions set forth in this Amendment and provided further that the Broker-Dealer enters into a Wholesale Broker-Dealer Supervisory and Sales Agreement with the Distributor (the “Broker- Dealer Agreement”).
