AMENDMENT NO. 4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, effective December 20, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), among EQ Advisors Trust and 1290 Funds (“EQ Trusts”) and The Select Sector SPDR Trust (“SPDR Trust”).
AMENDMENT NO. 4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, dated November 30, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), among EQ Advisors Trust and 1290 Funds, on behalf of each of their series listed in Schedule A (each, an “Acquiring Fund”) and Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust, on behalf of each of their series (except such series listed on Schedule B, as may be amended from time to time) severally and not jointly (each an “Acquired Fund” and together with the “Acquiring Funds”, the “Funds”).
AMENDMENT NO. 4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, dated December 20, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), among EQ Advisors Trust and 1290 Funds (each, an “Acquiring Registrant”) and IndexIQ ETF Trust (the “Acquired Registrant”).
AMENDMENT NO. 4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, effective as of December 19, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), among EQ Advisors Trust and 1290 Funds (“EQ Trusts”) and SPDR Series Trust, SPDR Index Shares Funds and SSGA Active Trust (“SPDR Trusts”).
AMENDMENT NO. 4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, dated November 30, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), between 1290 Funds and EQ Advisors Trust (“EQ Trusts”) and AB Cap Fund, Inc. (“AB Cap”) on behalf of its series AB Small Cap Growth Portfolio.
AMENDMENT NO. 11 GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 11, effective as of November 29, 2023 (“Amendment No. 11”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
ContractInvestment Sub-Advisory Agreement • February 22nd, 2024 • 1290 Funds
FORM OF AMENDMENT NO. 1 effective [ , 2023] (“Amendment No. 1”) to the Investment Sub-Advisory Agreement dated as of January 1, 2023 (“Agreement”) between Equitable Investment Management, LLC, a limited liability company organized under the laws of the State of Delaware (“Adviser”) and Brandywine Global Investment Management, LLC, a limited liability company organized in the State of Delaware (“Brandywine” or “Sub-Adviser”).
AMENDMENT NO. 4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, effective December 20, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), among EQ Advisors Trust and 1290 Funds (“EQ Trusts”) and SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial Average ETF Trust (“SPDR Trusts”).
AMENDMENT NO. 4Fund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, dated November 30, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), by and between EQ Advisors Trust and 1290 Funds (“EQ Trusts”) and ProShares Trust (“ProShares”).
AMENDMENT NO. 4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, dated November 30, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), among EQ Advisors Trust and 1290 Funds (“EQ Trusts”) and the J.P. Morgan Exchange-Traded Fund Trust (“JPM Trust”).
AMENDMENT NO. 4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, dated November 30, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), among EQ Advisors Trust and 1290 Funds (“EQ Trusts”) and WisdomTree Trust.
AMENDMENT No. 12 to Transfer Agency and Service Agreement between and SS&C GIDS, Inc.Transfer Agency and Service Agreement • February 22nd, 2024 • 1290 Funds
This Amendment is made this 27th day of November 2023 to be effective November 29, 2023 (the “Effective Date”) between SS&C GIDS, Inc. (the “Transfer Agent”) and Each of the Entities, Individually and not Jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”).
AMENDMENT NO. 4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, dated November 30, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), among EQ Advisors Trust, 1290 Funds, BlackRock ETF Trust, BlackRock ETF Trust II, iShares Trust, iShares, Inc. and iShares U.S. ETF Trust (“Registrants”).
ContractInvestment Sub-Advisory Agreement • February 22nd, 2024 • 1290 Funds
FORM OF AMENDMENT NO. 1 effective [ , 2023] (“Amendment No. 1”) to the Investment Sub-Advisory Agreement dated as of January 1, 2023 (“Agreement”) between Equitable Investment Management, LLC, a limited liability company organized under the laws of the State of Delaware (“Adviser”) and AXA Investment Managers US Inc., a corporation organized in the State of Delaware (“AXA IM” or “Sub-Adviser”).
AMENDMENT NO. 4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 22nd, 2024 • 1290 Funds
Amendment No. 4, dated November 30, 2023 (“Amendment No. 4”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), among EQ Advisors Trust and 1290 Funds (“EQ Trusts”) and The Bank of New York Mellon (“BNY Mellon”), solely in its capacity as Trustee and on behalf of the SPDR S&P MidCap 400 ETF Trust.
