ContractSupplemental Indenture • May 20th, 2024 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledMay 20th, 2024 Company Industry JurisdictionSECOND SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of May 20, 2024 among LPL Holdings, Inc., a Massachusetts corporation (the “Company”), LPL Financial Holdings Inc., a Delaware corporation (the “Parent Guarantor”), and U.S. Bank Trust Company, National Association, a national banking association, as trustee (the “Trustee”).
ContractThird Supplemental Indenture • May 20th, 2024 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledMay 20th, 2024 Company Industry JurisdictionTHIRD SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of May 20, 2024 among LPL Holdings, Inc., a Massachusetts corporation (the “Company”), LPL Financial Holdings Inc., a Delaware corporation (the “Parent Guarantor”), and U.S. Bank Trust Company, National Association, a national banking association, as trustee (the “Trustee”).
EIGHTH AMENDMENT dated as of May 20, 2024 among LPL FINANCIAL HOLDINGS INC., as Holdings, LPL HOLDINGS, INC., as Borrower, CERTAIN SUBSIDIARIES OF LPL FINANCIAL HOLDINGS INC., as Subsidiary Guarantors, THE INCREMENTAL REVOLVING LENDERS PARTY HERETO,...Eighth Amendment • May 20th, 2024 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledMay 20th, 2024 Company Industry JurisdictionAMENDED AND RESTATED CREDIT AGREEMENT, dated as of March 10, 2017, among LPL FINANCIAL HOLDINGS INC. (formerly LPL Investment Holdings Inc.), a Delaware corporation (“Holdings”; as hereinafter further defined), LPL HOLDINGS, INC., a Massachusetts corporation (the “Borrower”), the banks, financial institutions and other investors from time to time parties hereto as lenders (each a “Lender” and, collectively, the “Lenders”; each as hereinafter further defined), JPMORGAN CHASE BANK, N.A., as Administrative Agent, Collateral Agent, a Letter of Credit Issuer and a Swingline Lender, and CITIBANK, N.A., U.S. BANK NATIONAL ASSOCIATION, WELLS FARGOCITIZENS BANK, N.A., TRUIST BANK and U.S. BANK OF AMERICA, N.A.NATIONAL ASSOCIATION, as Letter of Credit Issuers and Swingline Lenders.