REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 10th, 2024 • BGC Group, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledJune 10th, 2024 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT, dated June 10, 2024 (the “Agreement”), is entered into by and among BGC Group, Inc., a Delaware corporation (the “Company”) and BofA Securities, Inc., Cantor Fitzgerald & Co., PNC Capital Markets LLC, Regions Securities LLC, Wells Fargo Securities, LLC and Fifth Third Securities, Inc. as representatives (the “Representatives”) of the initial purchasers listed in Exhibit A to the Purchase Agreement (as defined below) (the “Initial Purchasers”).
Re: Assignment, Assumption and Amendment to Clearing Services AgreementClearing Services Agreement • June 10th, 2024 • BGC Group, Inc. • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJune 10th, 2024 Company IndustryThis assignment, assumption and amendment (this “Amendment”) is pursuant to Section 3(b) of the Agreement. To the extent there is a conflict between this Amendment and the Agreement or this Amendment and the Prior Amendments, in all cases, this Amendment shall control.
Re: Amendment to Clearing Services AgreementClearing Services Agreement • June 10th, 2024 • BGC Group, Inc. • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJune 10th, 2024 Company IndustryReference is made to that certain Clearing Services Agreement (the “Agreement”), dated May 9, 2006, by and between Cantor Fitzgerald & Co. (“CF&Co.”) and BGC Financial, Inc. (n/k/a BGC Financial, L.P.) (“BGC”), which has been amended from time to time (the “Prior Amendments”). Capitalized terms used herein and not otherwise defined have the meanings set forth in the Agreement. This amendment (this “Amendment”) is pursuant to Section XI.B of the Agreement. To the extent there is a conflict between this Amendment and the Agreement or this Amendment and the Prior Amendments, in all cases, this Amendment shall control.
THIRD AMENDMENT TO CREDIT AGREEMENTCredit Agreement • June 10th, 2024 • BGC Group, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledJune 10th, 2024 Company Industry JurisdictionThis THIRD AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of June 7, 2024 (the “Third Amendment Effective Date”), by and between BGC Group, Inc., a Delaware corporation (“BGC”) and Cantor Fitzgerald, L.P., a Delaware limited partnership (“Cantor”). Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed thereto in the Credit Agreement (as defined below).