Investment Advisory Agreement (Harbor AlphaEdge Small Cap Earners ETF)Investment Advisory Agreement • June 25th, 2024 • Harbor ETF Trust • Illinois
Harbor ETF Trust (the “Trust”) has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series, including Harbor AlphaEdge Small Cap Earners ETF (the “Fund”), as established pursuant to a written instrument executed by the Trustees of the Trust. Series may be terminated, and additional series established, from time to time by action of the Trustees. The Trust, on behalf of the Fund, has selected you to act as the investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows:
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • June 25th, 2024 • Harbor ETF Trust • Massachusetts
This amendment (“Amendment”) to the Master Custodian Agreement (the “Agreement”) dated as of September 2, 2021 by and between Harbor ETF Trust (“Trust”) and State Street Bank and Trust Company (“State Street” or the “Custodian”) is entered into as of June 12, 2024 (the “Effective Date”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 25th, 2024 • Harbor ETF Trust • Massachusetts
This amendment (“Amendment”) to the Transfer Agency and Service Agreement (the “Agreement”) dated as of September 7, 2021 by and between Harbor ETF Trust (“Trust”) and State Street Bank and Trust Company (“State Street” or the “Transfer Agent”) is entered into as of June 12, 2024 (the “Effective Date”).
INDEX LICENSE AGREEMENTIndex License Agreement • June 25th, 2024 • Harbor ETF Trust
This Index License Agreement (“Agreement”) is entered into as of June 12, 2024 by and between Harbor Capital Advisors, Inc., a Delaware corporation with offices at 111 South Wacker Drive, 34th Floor, Chicago, Illinois 60606 (“Harbor” or “Licensor”), and Harbor ETF Trust (“Licensee”). Harbor and Licensee are each a “Party” and, together, the “Parties”).
THIRTEENTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 25th, 2024 • Harbor ETF Trust • Delaware
This thirteenth amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of September 30, 2021 by and between Harbor ETF Trust (“Trust”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of June 12, 2024 (the “Effective Date”).
