FIRST AMENDMENT TO THE ETF TRANSFER AGENT SERVICING AGREEMENTEtf Transfer Agent Servicing Agreement • December 9th, 2024 • Stone Ridge Trust
THIS FIRST AMENDMENT, DATED as of the 13th day of December 2024 to the ETF Transfer Agent Servicing Agreement dated as of September 6, 2024 (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each series listed on Exhibit A hereto (as amended from time to time) (the “Funds”), U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”) and STONE RIDGE ASSET MANAGEMENT LLC (the “Adviser”), which is a party to the Agreement with respect to only Sections 5 and 7 of the Agreement.
AMENDED & RESTATED INVESTMENT MANAGEMENT AGREEMENT STONE RIDGE TRUSTInvestment Management Agreement • December 9th, 2024 • Stone Ridge Trust • New York
This AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of December 13, 2024 (the “Agreement”), is between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”), and Stone Ridge Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed on Schedule A (each a “Fund” and collectively, the “Funds”) attached hereto, as may be amended from time to time (“Schedule A”).
FIRST AMENDMENT TO THE ETF FUND ACCOUNTING SERVICING AGREEMENTEtf Fund Accounting Servicing Agreement • December 9th, 2024 • Stone Ridge Trust
THIS FIRST AMENDMENT, as of the 13th day of December 2024 to the ETF Fund Accounting Servicing Agreement dated as of September 6, 2024 (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each series listed on Exhibit A hereto (as amended from time to time) (the “Funds”), U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”) and STONE RIDGE ASSET MANAGEMENT LLC (the “Adviser”), which is a party to the Agreement with respect to only Sections 7 and 9 of the Agreement.
FIRST AMENDMENT TO THE ETF CUSTODY AGREEMENTEtf Custody Agreement • December 9th, 2024 • Stone Ridge Trust
THIS FIRST AMENDMENT, dated as of the 13th day of December 2024 to the ETF Custody Agreement dated as of September 6, 2024 (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each series listed on Exhibit A hereto (as amended from time to time) (the “Funds”), U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”) and STONE RIDGE ASSET MANAGEMENT LLC (the “Adviser”), which is a party to the Agreement with respect to only Articles VII, IX and X of the Agreement.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • December 9th, 2024 • Stone Ridge Trust • Delaware
This Agreement and Plan of Reorganization (the “Agreement”) is made as of December 13, 2024, by and between Stone Ridge Trust, an open-end series management investment company organized as a Delaware statutory trust (the “Trust”), on behalf of its series Stone Ridge Longevity Income Fund (formerly, LifeX Income Fund 1963M) (the “Acquired Fund”) and Stone Ridge Durable Income ETF (the “Acquiring Fund” and, together with the Acquired Fund, the “Funds”); and, for purposes of Section 6 only, Stone Ridge Asset Management LLC (the “Adviser”).
FIRST AMENDMENT TO THE ETF FUND ADMINISTRATION SERVICING AGREEMENTEtf Fund Administration Servicing Agreement • December 9th, 2024 • Stone Ridge Trust
THIS FIRST AMENDMENT, as of the 13th day of December 2024 to the ETF Fund Administration Servicing Agreement dated as of September 6, 2024 (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each series listed on Exhibit A hereto (as amended from time to time) (the “Funds”), U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”) and STONE RIDGE ASSET MANAGEMENT LLC (the “Adviser”), which is a party to the Agreement with respect to only Sections 4 and 6 of the Agreement.
SECOND AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • December 9th, 2024 • Stone Ridge Trust • Delaware
This second amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) dated as of December 2, 2023, by and between Stone Ridge Trust and Foreside Global Services, LLC (together, the “Parties”) is effective as of October 30, 2024.
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 9th, 2024 • Stone Ridge Trust • Delaware
This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of July 17, 2024, by and between Stone Ridge Trust and Foreside Financial Services, LLC (together, the “Parties”) is effective as of December 13, 2024.
