3,264,151 Shares of Common Stock Arcturus Therapeutics Holdings Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • July 29th, 2020 • Arcturus Therapeutics Holdings Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 29th, 2020 Company Industry JurisdictionArcturus Therapeutics Holdings Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 3,264,151 shares of its common stock, par value $0.001 per share (the “Common Stock”). The 3,264,151 shares of Common Stock to be sold by the Company are called the “Firm Shares.” The Company also proposes to issue and sell to the several Underwriters up to an additional 489,622 shares (the “Additional Shares”) of Common Stock at the option of the Underwriters as provided in Section 2(c) below. The Firm Shares and any Additional Shares purchased by the Underwriters are referred to herein as the “Shares.” Citigroup Global Markets Inc. (“Citigroup”), Guggenheim Securities, LLC (“Guggenheim”) and Barclays Capital Inc. (“Barclays”) are each acting as representative (the “Representatives”) of t