DELAWARE INVESTMENTS® FAMILY OF FUNDS BANK/TRUST AGREEMENTBank/Trust Agreement • February 28th, 2012 • Delaware Pooled Trust
We are the national distributor for all of the shares of all of the Classes (now existing or hereafter added) of all of the Funds in the Delaware Investments® Family of Funds which retain us, Delaware Distributors, L.P., to act as exclusive national distributor. The term “Fund” as used in this Agreement refers to each Fund in the Delaware Investments® Family of Funds that retains us to promote and sell its shares, and any Fund that may hereafter be added to the Delaware Investments® Family of Funds to retain us as national distributor. The term “Class” as used in this Agreement refers to a class of shares of a Fund as described in the Fund’s prospectus. You, a Bank/Trust (“you”) have indicated that you wish to act as agent for your customer(s) wishing to purchase, sell and redeem Fund shares (“Customer(s)”) and/or desire to provide certain services to your Customers relating to their ownership of Fund shares, all in accordance with the terms of this Agreement.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2012 • Delaware Pooled Trust
AGREEMENT made by and between DELAWARE MANAGEMENT COMPANY, a series of Delaware Management Business Trust (the “Investment Manager”) and MONDRIAN INVESTMENT PARTNERS LIMITED (the “Sub-Adviser'').
Delaware Distributors, L.P. 2005 Market Street Philadelphia, PA 19103Expense Limitations Agreement • February 28th, 2012 • Delaware Pooled Trust
By our execution of this letter agreement (the “Agreement”), intending to be legally bound hereby, Delaware Distributors, L.P. (the “Distributor”), agrees that in order to improve the performance of Delaware REIT Fund (the “Fund”), a series of Delaware Pooled Trust, , the Distributor shall waive a portion of the Rule 12b-1 (distribution) fees for the Fund’s Class A and Class R shares, so that the Fund’s Rule 12b-1 (distribution) fees with respect to its Class A and Class R shares will not exceed 0.25% and 0.50%, respectively, of the Fund’s average daily net assets for the period February 28, 2012 through February 28, 2013.
AMENDMENT NO. 6 TO EXHIBIT A OF THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 28th, 2012 • Delaware Pooled Trust
THIS EXHIBIT to the Investment Management Agreement dated January 4, 2010 (the “Agreement”) between DELAWARE POOLED TRUST and DELAWARE MANAGEMENT COMPANY, a series of Delaware Management Business Trust (the “Investment Manager”), amended as of the 28th day of July, 2011 lists the Funds for which the Investment Manager provides investment management services pursuant to this Agreement, along with the management fee rate schedule for each Fund and the date on which the Agreement became effective for each Fund.
AMENDMENT NO. 3 TO SCHEDULE I TO THE DISTRIBUTION AGREEMENT AS OF JULY 28, 2011Distribution Agreement • February 28th, 2012 • Delaware Pooled Trust
This Schedule to the Distribution Agreement between Delaware Pooled Trust and Delaware Distributors, L.P. originally entered into as of January 9, 2007 and amended and restated on January 4, 2010 (the “Agreement”) lists the Series and Classes for which Delaware Distributors, L.P. provides distribution services pursuant to this Agreement, along with the 12b-1 Plan rates, if applicable, for each class and the date on which the Agreement became effective for each Series.
Delaware Management Company 2005 Market Street Philadelphia, PA 19103Expense Limitations Agreement • February 28th, 2012 • Delaware Pooled Trust
By our execution of this letter agreement (the “Agreement”), intending to be legally bound hereby, Delaware Management Company, a series of Delaware Management Business Trust (the “Manager”), agrees that in order to improve the performance of certain series of Delaware Pooled Trust listed below (collectively, the “Funds”), the Manager shall waive all or a portion of its investment advisory fees and/or reimburse expenses (excluding any 12b-1 fees, taxes, interest, brokerage fees, short-sale dividend and interest expenses, certain insurance costs, and non-routine expenses or costs, including, but not limited to, those relating to reorganizations, litigation, conducting shareholder meetings, and liquidations (collectively, the “Excluded Expenses”)) in an aggregate amount equal to the amount by which the Funds’ total operating expenses (excluding any Excluded Expenses) exceed the percentages set forth below for the period February 28, 2012 through February 28, 2013. For purposes of this Ag
