AMENDMENT TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENTMutual Fund Custody and Services Agreement • January 28th, 2014 • Delaware Group Foundation Funds • Pennsylvania
This Amendment (“Amendment”) is made as of the 1st day of January, 2014, by and between each investment company listed on the signature page hereto (referred to herein individually as a “Fund” and collectively, as the “Funds”) and THE BANK OF NEW YORK MELLON (formerly, Mellon Bank, N.A.) (“Custodian” or “BNY Mellon”).
Delaware Distributors, L.P. 2005 Market Street Philadelphia, PA 19103Expense Limitations Agreement • January 28th, 2014 • Delaware Group Foundation Funds
By our execution of this letter agreement (the “Agreement”), intending to be legally bound hereby, Delaware Distributors, L.P. (the “Distributor”) agrees that in order to improve the performance of the series of Delaware Group Foundation Funds set forth below (each a “Fund”), the Distributor shall waive a portion of the Rule 12b-1 (distribution) fees applicable to the specified Fund class, so that such Fund’s Rule 12b-1 (distribution) fees with respect to such class will not exceed the percentages set forth below for the period March 1, 2013 through January 28, 2015 for the Delaware Foundation Growth Allocation Fund and Delaware Foundation Moderate Allocation Fund; and October 1, 2013 through January 28, 2015 for the Delaware Foundation Conservative Allocation Fund.
AMENDMENT NO. 3 TO SCHEDULE A DELAWARE GROUP FOUNDATION FUNDS SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES AMENDED AS OF APRIL 15, 2013Shareholder Services Agreement • January 28th, 2014 • Delaware Group Foundation Funds
Delaware Management Company 2005 Market Street Philadelphia, PA 19103Expense Limitations Agreement • January 28th, 2014 • Delaware Group Foundation Funds
By our execution of this letter agreement (the "Agreement"), intending to be legally bound hereby, Delaware Management Company, a series of Delaware Management Business Trust (the "Manager"), agrees that in order to improve the performance Delaware Foundation Growth Allocation Fund, Delaware Foundation Moderate Allocation Fund, and Delaware Foundation Conservative Allocation Fund (collectively, the “Funds”), each a series of Delaware Group Foundation Funds, the Manager shall waive all or a portion of its investment advisory fees and/or reimburse expenses (excluding any 12b-1 fees, taxes, interest, short sale and dividend interest expenses, brokerage fees, certain insurance costs, and nonroutine expenses or costs, including, but not limited to, those relating to reorganizations, litigation, conducting shareholder meetings, and liquidations (collectively, “nonroutine expenses”)) in an aggregate amount equal to the amount by which the Funds’ respective total operating expenses (excluding
AMENDMENT NO. 1 TO EXHIBIT A OF THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2014 • Delaware Group Foundation Funds
THIS EXHIBIT to the Investment Management Agreement between DELAWARE GROUP FOUNDATION FUNDS and DELAWARE MANAGEMENT COMPANY, a series of Delaware Management Business Trust (the “Investment Manager”), entered into as of the 4th day of January, 2010 (the “Agreement”), amended as of the 15th day of April, 2013, lists the Funds for which the Investment Manager provides investment management services pursuant to this Agreement, along with the management fee rate schedule for each Fund and the date on which the Agreement became effective for each Fund.
AMENDMENT NO. 2 TO SCHEDULE I TO THE DISTRIBUTION AGREEMENT AS OF OCTOBER 1, 2013Distribution Agreement • January 28th, 2014 • Delaware Group Foundation Funds
This Schedule to the Distribution Agreement between Delaware Group Foundation Funds and Delaware Distributors, L.P. entered into as of May 15, 2003 and amended and restated on January 4, 2010 (the “Agreement”) lists the Series and Classes for which Delaware Distributors, L.P. provides distribution services pursuant to this Agreement, along with the 12b-1 Plan rates, if applicable, for each class and the date on which the Agreement became effective for each Series.
