HSBC FUNDS SUB-ADVISORY AGREEMENTHSBC Funds • February 26th, 2016 • HSBC Funds • New York
WHEREAS, the Manager has been retained by HSBC Funds, a Massachusetts business trust (the “Trust”) registered as an open-end investment management company under the Investment Company Act of 1940, as amended (the “1940 Act”), to provide investment advisory services to the funds listed on Annex A (each, a “Fund”) pursuant to an Investment Advisory Contract, dated as of December 31, 1999 and as amended, restated and/or supplemented to date (the “Advisory Agreement”);
AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • February 26th, 2016 • HSBC Funds
This Amendment, dated as of October 19, 2009 (the “Amendment”), amends the Master Services Agreement between Citi Fund Services Ohio, Inc., an Ohio corporation (“Citi”), HSBC Investor Portfolios, HSBC Investor Funds and HSBC Advisor Funds Trust (each, the “Trust”), dated April 1, 2003 and amended and restated on January 1, 2009 (as amended and in effect as of the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
SUPPORT SERVICES AGREEMENT HSBC Funds 3435 Stelzer Road Columbus, Ohio 43219Support Services Agreement • February 26th, 2016 • HSBC Funds
THIS SUPPORT SERVICES AGREEMENT (“Agreement”) is made between HSBC Global Asset Management (USA), Inc. (“Adviser”) and HSBC Funds (“Trust”) on behalf of its series, HSBC Economic Scale Index Emerging Markets Equity Fund (the “Fund”).
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • February 26th, 2016 • HSBC Funds • New York
This TRANSFER AGENCY SERVICES AGREEMENT (“Agreement”) is made as of the 31st day of March, 2015, between CITI FUND SERVICES OHIO, INC. (“Citi”), an Ohio corporation having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219 and each entity that has executed this Agreement, as listed on the signature page hereto (each, the “Company”), each of which has its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219. This Agreement shall be considered a separate agreement between Citi and each Company, and references to “the Company”, etc., shall refer to each Company separately. No Company shall be liable for the obligations of, nor entitled to the benefits of, any other Company under this Agreement.
AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • February 26th, 2016 • HSBC Funds
This Amendment, dated as of December 31, 2013 (the “Amendment”), amends the Master Services Agreement between Citi Fund Services Ohio, Inc., an Ohio corporation (“Citi”), HSBC Investor Portfolios, HSBC Investor Funds and HSBC Advisor Funds Trust (each, the “Trust”), dated April 1, 2003 and amended and restated on January 1, 2009 (as amended and in effect as of the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
EXPENSE LIMITATION AGREEMENT HSBC FUNDS HSBC ADVISOR FUNDS TRUSTExpense Limitation Agreement • February 26th, 2016 • HSBC Funds
EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2016 by and between HSBC Global Asset Management (USA) Inc. (the “Investment Manager”) HSBC Opportunity Fund (the “Opportunity Fund”) a series of HSBC Funds (the “Trust”), and HSBC Opportunity Fund (the “Advisor Opportunity Fund”), a series of HSBC Advisor Funds Trust (the “Advisor Trust”) (together with the Trust, the “Trusts”).
EXPENSE LIMITATION AGREEMENT HSBC FUNDSExpense Limitation Agreement • February 26th, 2016 • HSBC Funds
EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2016, by and between HSBC Global Asset Management (USA) Inc. (the “Investment Manager”) and HSBC Funds (the “Trust”), on behalf of each of its series set forth in Schedule A hereto (each, a “Fund”).
EXPENSE LIMITATION AGREEMENT HSBC FUNDSExpense Limitation Agreement • February 26th, 2016 • HSBC Funds
EXPENSE LIMITATION AGREEMENT, effective as of August 21, 2015, by and between HSBC Global Asset Management (USA) Inc. (the “Investment Manager”) and HSBC Funds (the “Trust”), on behalf of each of its series set forth in Schedule A hereto (each, a “Fund”).
AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENTSub-Administration Services Agreement • February 26th, 2016 • HSBC Funds
This Amendment, dated as of December 31, 2013 (the “Amendment”), amends the Sub-Administration Services Agreement between Citi Fund Services Ohio, Inc., an Ohio corporation (“Citi”) and HSBC Global Asset Management (USA) Inc. (“HSBC”) a New York corporation, amended and restated on January 1, 2009 (as amended and in effect as of the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO SECOND AMENDED AND RESTATED MASTER SERVICES AGREEMENTMaster Services Agreement • February 26th, 2016 • HSBC Funds
AMENDMENT made as of March 31, 2015, between each entity that has executed this Amendment (the “Client”) and Citi Fund Services Ohio, Inc. (“Service Provider”), to that certain Second Amended and Restated Master Services Agreement, dated January 1, 2009, between the Client and Service Provider (as amended and in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • February 26th, 2016 • HSBC Funds
AMENDMENT made as of the 3rd day of November 2015, between each entity that has executed this Amendment, as listed on the signature page hereto (each, the “Company”) and SunGard Investor Services LLC (the “Service Provider”), assignee of Citi Fund Services Ohio, Inc., to the Transfer Agency Services Agreement dated March 31, 2015, between each Company and Service Provider (as previously amended and in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
SUPPORT SERVICES AGREEMENT HSBC Funds 3435 Stelzer Road Columbus, Ohio 43219Support Services Agreement • February 26th, 2016 • HSBC Funds
THIS SUPPORT SERVICES AGREEMENT (“Agreement”) is made between HSBC Global Asset Management (USA), Inc. (“Adviser”) and HSBC Funds (“Trust”) on behalf of its series, HSBC Global Equity Volatility Focused Fund (the “Fund”).
