0001206774-18-000120 Sample Contracts

CONNECTONE BANCORP, INC. 5.20% Fixed-to-Floating Rate Subordinated Notes due February 1, 2028 UNDERWRITING AGREEMENT

Underwriting Agreement • January 17th, 2018 • ConnectOne Bancorp, Inc. • State commercial banks • New York

• Contract Type
  Underwriting Agreement
• Filed
  January 17th, 2018
• Company
  ConnectOne Bancorp, Inc.
• Industry
  State commercial banks
• Jurisdiction
  New York

CONNECTONE BANCORP, INC. and as Trustee, Paying Agent and Registrar FIRST SUPPLEMENTAL INDENTURE Dated as of January 17, 2018 to INDENTURE Dated as of January 17, 2018

First Supplemental Indenture • January 17th, 2018 • ConnectOne Bancorp, Inc. • State commercial banks • New York

• Contract Type
  First Supplemental Indenture
• Filed
  January 17th, 2018
• Company
  ConnectOne Bancorp, Inc.
• Industry
  State commercial banks
• Jurisdiction
  New York

FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of January 17, 2018, between CONNECTONE BANCORP, INC., a New Jersey corporation (the “Company”), and U.S. Bank National Association, a national banking association, organized and existing under the laws of the United States of America, as trustee (the “Trustee”), Registrar and Paying Agent.