DELAWARE FUNDS SM BY MACQUARIE BANK/TRUST AGREEMENTBank/Trust Agreement • July 26th, 2018 • Delaware Group Equity Funds Iv
We are the national distributor for all of the shares of all of the Classes (now existing or hereafter added) of all of the Funds in Delaware FundsSM by Macquarie which retain us, Delaware Distributors, L.P., to act as exclusive national distributor. The term “Fund” as used in this Agreement refers to each Fund in Delaware FundsSM by Macquarie that retains us to promote and sell its shares, and any Fund that may hereafter be added to Delaware FundsSM by Macquarie to retain us as national distributor. The term “Class” as used in this Agreement refers to a class of shares of a Fund as described in the Fund’s prospectus. You, a Bank/Trust (“you”) have indicated that you wish to act as agent for your customer(s) wishing to purchase, sell and redeem Fund shares (“Customer(s)”) and/or desire to provide certain services to your Customers relating to their ownership of Fund shares, all in accordance with the terms of this Agreement.
DELAWARE FUNDSSM BY MACQUARIE REGISTERED INVESTMENT ADVISERS AGREEMENTRegistered Investment Advisers Agreement • July 26th, 2018 • Delaware Group Equity Funds Iv • Delaware
We are the national distributor for all of the shares of all of the Classes (now existing or hereafter added) of all of the Funds in Delaware FundsSM by Macquarie which retain us, Delaware Distributors, L.P., to act as exclusive national distributor. The term “Fund” as used in this Agreement refers to each Fund in Delaware FundsSM by Macquarie which retains us to promote and sell its shares, and any Fund which may hereafter be added to Delaware FundsSM by Macquarie to retain us as national distributor. The term “Class” as used in this Agreement refers to a class of shares of a Fund as described in the Fund’s prospectus. You have indicated that you wish to act as agent for your customers in connection with the purchase, sale and redemption of Fund shares and/or desire to provide certain services to your customers relating to their ownership of Fund shares, all in accordance with the terms of this Agreement.
DELAWARE FUNDSSM BY MACQUARIE DEALER'S AGREEMENTDealer's Agreement • July 26th, 2018 • Delaware Group Equity Funds Iv
We are the national distributor for all of the shares of all of the Classes (now existing or hereafter added) of all of the Funds in Delaware FundsSM by Macquarie which retain us to act as exclusive national distributor. The term “Fund” as used in this Agreement refers to each Fund in Delaware FundsSM by Macquarie that retains us to promote and sell its shares, and any Fund that may hereafter be added to Delaware FundsSM by Macquarie to retain us as national distributor. The term “Class” as used in this Agreement refers to a class of shares of a Fund as described in the Fund’s prospectus. You, a broker/dealer (“you”), have indicated that you wish to act as agent for your customer(s) (the “customer(s)”) in connection with the purchase, sale and redemption of Fund shares and/or desire to provide certain services to your customers relating to their ownership of Fund shares, all in accordance with the terms of this Agreement.
AMENDMENT NO. 1 TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION OVERSIGHT AGREEMENTFund Accounting and Financial Administration Oversight Agreement • July 26th, 2018 • Delaware Group Equity Funds Iv • Pennsylvania
This Amendment (“Amendment”) is made as of the 1st day of September, 2017, by and between each fund in the Delaware Investments Family of Funds (also known as Delaware Fundssm by Macquarie) listed on Schedule A (each, a “Fund” and collectively, the “Funds”) having their principal place of business at 2005 Market Street, Philadelphia, PA 19103 and Delaware Investments Fund Services Company (“DIFSC”), a Delaware statutory trust having its principal place of business at 2005 Market Street, Philadelphia, PA 19103.
AMENDMENT NO. 2 TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENTMutual Fund Custody and Services Agreement • July 26th, 2018 • Delaware Group Equity Funds Iv • Pennsylvania
This Amendment No. 2 (“Amendment”) is made as of the 1st day of July, 2017, by and between each investment company listed on the signature page hereto (referred to herein as the “Fund”) and THE BANK OF NEW YORK MELLON (formerly, Mellon Bank, N.A.) (“Custodian” or “BNY Mellon”).
AMENDMENT NO. 1 TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENTFund Accounting and Financial Administration Services Agreement • July 26th, 2018 • Delaware Group Equity Funds Iv • Pennsylvania
This Amendment (“Amendment”) is effective as of the 1st day of July, 2017, by and between each investment company listed on Schedule A (referred to herein, individually, as a “Fund” and collectively, as the “Funds”) and THE BANK OF NEW YORK MELLON (referred to herein as “BNYM”).
Delaware Management Company 2005 Market Street Philadelphia, PA 19103Expense Limitations Agreement • July 26th, 2018 • Delaware Group Equity Funds Iv
By our execution of this letter agreement (the “Agreement”), intending to be legally bound hereby, Delaware Management Company, a series of Macquarie Investment Management Business Trust (the “Manager”), agrees that in order to improve the performance of the Delaware Small Cap Growth Fund (the “Fund”), a series of Delaware Group Equity Funds IV, the Manager shall waive all or a portion of its investment advisory fees and/or pay/reimburse expenses (excluding any 12b-1 fees, acquired fund fees and expenses, taxes, interest, short sale dividend and interest expenses, brokerage fees, certain insurance costs, and nonroutine expenses or costs, including, but not limited to, those relating to reorganizations, litigation, conducting shareholder meetings, and liquidations (collectively, the “Excluded Expenses”)) in an aggregate amount equal to the amount by which the Fund’s total annual fund operating expenses (excluding any Excluded Expenses) exceed 1.05% for the period from July 27, 2018 thro
AMENDED AND RESTATED SCHEDULE B TO SHAREHOLDER SERVICES AGREEMENT (the Shareholder Services Agreement is the “Agreement”) COMPENSATION SCHEDULE EFFECTIVE JULY 1, 2018 DELAWARE FUNDS BY MACQUARIEShareholder Services Agreement • July 26th, 2018 • Delaware Group Equity Funds Iv
