DELAWARE GROUP FOUNDATION FUNDS AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • July 30th, 2018 • Delaware Group Foundation Funds • Pennsylvania
DELAWARE FUNDSSM BY MACQUARIE DEALER'S AGREEMENTDealer's Agreement • July 30th, 2018 • Delaware Group Foundation Funds
We are the national distributor for all of the shares of all of the Classes (now existing or hereafter added) of all of the Funds in Delaware FundsSM by Macquarie which retain us to act as exclusive national distributor. The term “Fund” as used in this Agreement refers to each Fund in Delaware FundsSM by Macquarie that retains us to promote and sell its shares, and any Fund that may hereafter be added to Delaware FundsSM by Macquarie to retain us as national distributor. The term “Class” as used in this Agreement refers to a class of shares of a Fund as described in the Fund’s prospectus. You, a broker/dealer (“you”), have indicated that you wish to act as agent for your customer(s) (the “customer(s)”) in connection with the purchase, sale and redemption of Fund shares and/or desire to provide certain services to your customers relating to their ownership of Fund shares, all in accordance with the terms of this Agreement.
AMENDMENT NO. 1 TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION OVERSIGHT AGREEMENTFund Accounting and Financial Administration Oversight Agreement • July 30th, 2018 • Delaware Group Foundation Funds • Pennsylvania
This Amendment (“Amendment”) is made as of the 1st day of September, 2017, by and between each fund in the Delaware Investments Family of Funds (also known as Delaware Fundssm by Macquarie) listed on Schedule A (each, a “Fund” and collectively, the “Funds”) having their principal place of business at 2005 Market Street, Philadelphia, PA 19103 and Delaware Investments Fund Services Company (“DIFSC”), a Delaware statutory trust having its principal place of business at 2005 Market Street, Philadelphia, PA 19103.
AMENDMENT NO. 1 TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENTFund Accounting and Financial Administration Services Agreement • July 30th, 2018 • Delaware Group Foundation Funds • Pennsylvania
This Amendment (“Amendment”) is effective as of the 1st day of July, 2017, by and between each investment company listed on Schedule A (referred to herein, individually, as a “Fund” and collectively, as the “Funds”) and THE BANK OF NEW YORK MELLON (referred to herein as “BNYM”).
AMENDMENT NO. 1 TO SCHEDULE I TO THE AMENDED AND RESTATED DISTRIBUTION AGREEMENT AS OF DECEMBER 15, 2017Distribution Agreement • July 30th, 2018 • Delaware Group Foundation Funds
This Schedule to the Amended and Restated Distribution Agreement between Delaware Group Foundation Funds and Delaware Distributors, L.P. entered into as of May 15, 2003, amended and restated on January 4, 2010, and further amended and restated on February 25, 2016 (the “Agreement”) lists the Series and Classes for which Delaware Distributors, L.P. provides distribution services pursuant to this Agreement, along with the 12b-1 Plan rates, if applicable, for each class and the date on which the Agreement became effective for each Class.
Delaware Management Company 2005 Market Street Philadelphia, PA 19103Expense Limitation Agreement • July 30th, 2018 • Delaware Group Foundation Funds
By our execution of this letter agreement (the “Agreement”), intending to be legally bound hereby, Delaware Management Company, a series of Macquarie Investment Management Business Trust (the “Manager”), agrees that in order to improve the performance of the Delaware Foundation Moderate Allocation Fund (the “Fund”), a series of Delaware Group Foundation Funds, the Manager shall waive all or a portion of its investment advisory fees and/or pay/reimburse expenses (excluding any 12b-1 fees, taxes, interest, acquired fund fees and expenses, short sale dividend and interest expenses, brokerage fees, certain insurance costs, and nonroutine expenses or costs, including, but not limited to, those relating to reorganizations, litigation, conducting shareholder meetings, and liquidations (collectively, the “Excluded Expenses”)) in an aggregate amount equal to the amount by which the Fund’s total annual fund operating expenses (excluding any Excluded Expenses) exceed 0.90% for the period from Jul
AMENDED AND RESTATED SCHEDULE B TO SHAREHOLDER SERVICES AGREEMENT (the Shareholder Services Agreement is the “Agreement”) COMPENSATION SCHEDULE EFFECTIVE JULY 1, 2018 DELAWARE FUNDS BY MACQUARIEShareholder Services Agreement • July 30th, 2018 • Delaware Group Foundation Funds
AMENDMENT NO. 2 TO EXHIBIT A OF THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • July 30th, 2018 • Delaware Group Foundation Funds
THIS EXHIBIT to the Investment Management Agreement dated January 4, 2010 (the “Agreement”) between DELAWARE GROUP FOUNDATION FUNDS and DELAWARE MANAGEMENT COMPANY (the “Investment Manager”), a series of Macquarie Investment Management Business Trust, amended as of the 15th day of December, 2017, lists the funds for which the Investment Manager provides investment management services pursuant to this Agreement, along with the management fee rate schedule for each fund and the date on which the Agreement became effective for each fund.
