SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 25th, 2019 • Delaware Group Foundation Funds
AGREEMENT made by and between DELAWARE MANAGEMENT COMPANY, a series of Macquarie Investment Management Business Trust, a Delaware statutory trust (the “Investment Manager”), and MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG (the “Sub-Adviser’’).
DELAWARE FUNDS® BY MACQUARIE DEALER'S AGREEMENTDealer's Agreement • March 25th, 2019 • Delaware Group Foundation Funds
We are the national distributor for all of the shares of all of the Classes (now existing or hereafter added) of all of the Funds in Delaware Funds® by Macquarie which retain us to act as exclusive national distributor. The term “Fund” as used in this Agreement refers to each Fund in Delaware Funds® by Macquarie that retains us to promote and sell its shares, and any Fund that may hereafter be added to Delaware Funds® by Macquarie to retain us as national distributor. The term “Class” as used in this Agreement refers to a class of shares of a Fund as described in the Fund’s prospectus. You, a broker/dealer (“you”), have indicated that you wish to act as agent for your customer(s) (the “customer(s)”) in connection with the purchase, sale and redemption of Fund shares and/or desire to provide certain services to your customers relating to their ownership of Fund shares, all in accordance with the terms of this Agreement.
AMENDMENT NO. 4 TO EXHIBIT A OF THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 25th, 2019 • Delaware Group Foundation Funds
THIS EXHIBIT to the Investment Management Agreement dated January 4, 2010 (the “Agreement”) between DELAWARE GROUP FOUNDATION FUNDS and DELAWARE MANAGEMENT COMPANY (the “Investment Manager”), a series of Macquarie Investment Management Business Trust, amended as of the 25th day of January, 2019, lists the funds for which the Investment Manager provides investment management services pursuant to this Agreement, along with the management fee rate schedule for each fund and the date on which the Agreement became effective for each fund.
AMENDMENT NO. 6 TO SCHEDULE A DELAWARE GROUP FOUNDATION FUNDS SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES AMENDED AS OF JANUARY 25, 2019Shareholder Services Agreement • March 25th, 2019 • Delaware Group Foundation Funds
AMENDMENT NO. 4 TO SCHEDULE I TO THE DISTRIBUTION AGREEMENT AS OF JANUARY 25, 2019Distribution Agreement • March 25th, 2019 • Delaware Group Foundation Funds
This Schedule to the Distribution Agreement between Delaware Group Foundation Funds and Delaware Distributors, L.P. entered into as of May 15, 2003 and amended and restated on January 4, 2010 (the “Agreement”) lists the Series and Classes for which Delaware Distributors, L.P. provides distribution services pursuant to this Agreement, along with the 12b-1 Plan rates, if applicable, for each class and the date on which the Agreement became effective for each Class.
Delaware Management Company 2005 Market Street Philadelphia, PA 19103Expense Limitation Agreement • March 25th, 2019 • Delaware Group Foundation Funds
By our execution of this letter agreement (the “Agreement”), intending to be legally bound hereby, Delaware Management Company, a series of Macquarie Investment Management Business Trust (the “Manager”), agrees that in order to improve the performance of the Delaware Strategic Allocation Fund (the “Fund”), a series of Delaware Group Foundation Funds, the Manager shall waive all or a portion of its investment advisory fees and/or pay/reimburse expenses (excluding any 12b-1 fees, taxes, interest, acquired fund fees and expenses, short sale dividend and interest expenses, brokerage fees, certain insurance costs, and nonroutine expenses or costs, including, but not limited to, those relating to reorganizations, litigation, conducting shareholder meetings, and liquidations (collectively, the “Excluded Expenses”)) in an aggregate amount equal to the amount by which the Fund’s total annual fund operating expenses (excluding any Excluded Expenses) exceed 0.90% for the period from March 25, 201
