ConnectOne Bancorp, Inc.Underwriting Agreement • June 15th, 2020 • ConnectOne Bancorp, Inc. • State commercial banks • New York
ConnectOne Bancorp, Inc., a New Jersey corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”) pursuant to the terms set forth herein (this “Agreement”) $75,000,000 aggregate principal amount of the Company’s 5.750% Fixed-to-Floating Rate Subordinated Notes due June 15, 2030 (the “Securities”). The Securities will be issued pursuant to an indenture, dated as of January 17, 2018 (the “Base Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a second supplemental indenture thereto relating to the Securities, to be dated as of the Closing Time, between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). Keefe, Bruyette & Woods, Inc. (“KBW”) and Goldman Sachs & Co. LLC (“Goldman Sachs”) have agreed to act as Representatives of the several Underwriters (in such capacity, the “Representatives
CONNECTONE BANCORP, INC. and as Trustee, Paying Agent and Registrar SECOND SUPPLEMENTAL INDENTURE Dated as of June 15, 2020 to INDENTURE Dated as of January 17, 2018Second Supplemental Indenture • June 15th, 2020 • ConnectOne Bancorp, Inc. • State commercial banks • New York
SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of June 15, 2020, between CONNECTONE BANCORP, INC., a New Jersey corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association, organized and existing under the laws of the United States of America, as trustee (the “Trustee”), Registrar and Paying Agent.
