CUSTODY AGREEMENT Dated September __, 2015 Between UMB BANK, N.A. and LYONS FUNDS CUSTODY AGREEMENTCustody Agreement • December 3rd, 2015 • Lyons Funds
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund”; and collectively, the “Funds”).
SUBSCRIPTION AGREEMENTSubscription Agreement • December 3rd, 2015 • Lyons Funds
The undersigned person (“Subscriber”) hereby subscribes for and agrees to acquire from Lyons Funds (the “Trust”), a statutory business trust organized under the laws of the State of Delaware and operating as an open-end management investment company, in consideration of a cash contribution of One-Hundred Thousand Dollars ($100,000.00), the following number of shares of no par value common stock (the “Shares”) of the below-listed series of the Trust at the price of Ten Dollars ($10.00) per share:
DISTRIBUTION AGREEMENTDistribution Agreement • December 3rd, 2015 • Lyons Funds • Delaware
THIS AGREEMENT is made and entered into as of this 19th day of November, 2015 by and between Lyons Funds, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, ME 04101 (the “Distributor”).
INVESTMENT ADVISORY AGREEMENT LYONS FUNDSInvestment Advisory Agreement Lyons Funds • December 3rd, 2015 • Lyons Funds • Florida
THIS AGREEMENT is made and entered into as of the 19th day of November, 2015 by and between Lyons Funds, a Delaware statutory trust (the “Trust”), and Lyons Wealth Management, LLC, a Florida Limited Liability Company (the “Adviser”).
EXPENSE LIMITATION AGREEMENT Lyons Wealth Management, LLC 807 W. Morse Blvd., # 105 Winter Park, FL 32789Expense Limitation Agreement • December 3rd, 2015 • Lyons Funds • Texas
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • December 3rd, 2015 • Lyons Funds • Wisconsin
THIS ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement”) is made as of this __ day of September, 2015, by and between Lyons Funds, a Delaware Statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Administrator”).
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • December 3rd, 2015 • Lyons Funds • Delaware
THIS AGREEMENT made this 19th day of November, 2015, by and between by and between Lyons Wealth Management, LLC, a Florida limited liability company with its principal office and place of business at 807 West Morse Boulevard, #105, Winter Park, FL 32789 (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, ME 04101 (the “Distributor”).
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • December 3rd, 2015 • Lyons Funds • Wisconsin
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this __ day of September, 2015, by and between Lyons Funds, a Delaware Statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
