CUSTODY AGREEMENT Dated September __, 2015 Between UMB BANK, N.A. and LYONS FUNDS CUSTODY AGREEMENTCustody Agreement • December 3rd, 2015 • Lyons Funds
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund”; and collectively, the “Funds”).
SUBSCRIPTION AGREEMENTSubscription Agreement • December 3rd, 2015 • Lyons Funds
The undersigned person (“Subscriber”) hereby subscribes for and agrees to acquire from Lyons Funds (the “Trust”), a statutory business trust organized under the laws of the State of Delaware and operating as an open-end management investment company, in consideration of a cash contribution of One-Hundred Thousand Dollars ($100,000.00), the following number of shares of no par value common stock (the “Shares”) of the below-listed series of the Trust at the price of Ten Dollars ($10.00) per share:
DISTRIBUTION AGREEMENTDistribution Agreement • December 3rd, 2015 • Lyons Funds • Delaware
THIS AGREEMENT is made and entered into as of this 19th day of November, 2015 by and between Lyons Funds, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, ME 04101 (the “Distributor”).
INVESTMENT ADVISORY AGREEMENT LYONS FUNDSInvestment Advisory Agreement • December 3rd, 2015 • Lyons Funds • Florida
THIS AGREEMENT is made and entered into as of the 19th day of November, 2015 by and between Lyons Funds, a Delaware statutory trust (the “Trust”), and Lyons Wealth Management, LLC, a Florida Limited Liability Company (the “Adviser”).
EXPENSE LIMITATION AGREEMENT Lyons Wealth Management, LLC 807 W. Morse Blvd., # 105 Winter Park, FL 32789Expense Limitation Agreement • December 3rd, 2015 • Lyons Funds • Texas
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • December 3rd, 2015 • Lyons Funds • Wisconsin
THIS ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement”) is made as of this __ day of September, 2015, by and between Lyons Funds, a Delaware Statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Administrator”).
DISTRIBUTION SERVICES AGREEMENTDistribution Agreement • December 3rd, 2015 • Lyons Funds • Delaware
THIS AGREEMENT made this 19th day of November, 2015, by and between by and between Lyons Wealth Management, LLC, a Florida limited liability company with its principal office and place of business at 807 West Morse Boulevard, #105, Winter Park, FL 32789 (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, ME 04101 (the “Distributor”).
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • December 3rd, 2015 • Lyons Funds • Wisconsin
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this __ day of September, 2015, by and between Lyons Funds, a Delaware Statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
