CONFIDENTIAL TREATMENT REQUESTED COMMERCIAL LICENSE AGREEMENTConfidential Treatment Requested • March 31st, 2015 • Ener-Core Inc. • Miscellaneous chemical products • New York
Contract Type FiledMarch 31st, 2015 Company Industry JurisdictionThis COMMERCIAL LICENSE AGREEMENT (“Agreement”) is made as of the 14th day of November, 2014, (“Effective Date”) by and between Dresser-Rand Company, a New York general partnership (“D-R”), and Ener-Core Power, Inc., a Delaware corporation (“E-C”) (each a “Party” and, together, the “Parties”).
AMENDMENT AND WAIVER AGREEMENTAmendment and Waiver Agreement • March 31st, 2015 • Ener-Core Inc. • Miscellaneous chemical products • California
Contract Type FiledMarch 31st, 2015 Company Industry JurisdictionTHIS AMENDMENT AND WAIVER AGREEMENT (this “Amendment”) is made and entered into this as of December 1, 2014, by and among Ener-Core, Inc., a Nevada corporation (the “Company”), and the undersigned Investors. Capitalized terms used but not defined herein shall have the meanings set forth in the Transaction Agreements (defined in the Recitals below).
SETTLEMENT AGREEMENT AND MUTUAL RELEASESettlement Agreement and Mutual Release • March 31st, 2015 • Ener-Core Inc. • Miscellaneous chemical products • California
Contract Type FiledMarch 31st, 2015 Company Industry JurisdictionThis Settlement Agreement and Mutual Release (this “Agreement”) is entered into as of December 16, 2014 (“Effective Date”), by and between Ener-Core, Inc. (the “Company”), and each of the parties named under Column I of the table in Exhibit A attached hereto (collectively the “Investors”) (Company and Investors are hereinafter collectively referred to, at times, as the “Parties,” and each individually, as a “Party”).