SETTLEMENT AGREEMENTSettlement Agreement • January 22nd, 2016 • Princeton Capital Corp • Industrial & commercial fans & blowers & air purifing equip • Maryland
This Settlement Agreement (the “Agreement”) is made as of January 19, 2016, by and among Capital Link Fund I, LLC, a Delaware limited liability company (“Capital Link”), CT Horizon Legacy Fund, LP, a Delaware limited partnership (“CT Horizon”), Capital Point Partners, LP, a Delaware limited partnership (“CPP I”), Sema4, Inc., a Massachusetts corporation (“Semaphore” and together with Capital Link, CT Horizon and CPP I, the “Plaintiffs” or the “Capital Point Parties”), on the one hand, and Munish Sood (“Sood”), Thomas Jones, Jr. (“Jones Jr.”) and Trennis L. Jones (“Jones” and together with Jones Jr., the “Independent Directors” and the Independent Directors together with Sood, the “Princeton Directors”), Gregory J. Cannella (“Cannella”), Princeton Capital Corporation, a Maryland corporation (“Princeton Capital”), and Princeton Advisory Group, Inc., a New Jersey corporation (“Princeton Group” and together with the Princeton Directors, Cannella and Princeton Capital, the “Settling Defenda
