ContractWarrant Agreement • July 7th, 2016 • Icagen, Inc. • Services-commercial physical & biological research • Delaware
Contract Type FiledJuly 7th, 2016 Company Industry JurisdictionNEITHER THIS WARRANT NOR THE SHARES OF COMMON STOCK ISSUABLE ON EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OR ANY OTHER SECURITIES LAWS (THE “ACTS”). NEITHER THIS WARRANT NOR THE SHARES OF COMMON STOCK PURCHASABLE HEREUNDER MAY BE SOLD, TRANSFERRED, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THIS WARRANT OR COMMON STOCK PURCHASABLE HEREUNDER, AS APPLICABLE, UNDER THE ACTS, OR (B) AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE CORPORATION THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACTS.
ICAGEN, INC. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 7th, 2016 • Icagen, Inc. • Services-commercial physical & biological research • New York
Contract Type FiledJuly 7th, 2016 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of June , 2016, by and between Icagen, Inc., a Delaware corporation (the “Company”), and the investors set forth on the signature pages affixed hereto (each, an “Investor” and, collectively, the “Investors”).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • July 7th, 2016 • Icagen, Inc. • Services-commercial physical & biological research • New York
Contract Type FiledJuly 7th, 2016 Company Industry JurisdictionPLEDGE AND SECURITY AGREEMENT (this “Agreement”), dated as of June , 2016, made by Icagen, Inc., a Delaware corporation with an address at 4222 Emperor Boulevard, Suite 350 Research Triangle Park, Durham, North Carolina 27703 (the “Pledgor”), in favor of the individuals listed on Schedule A annexed hereto (herein, each a “Secured Creditor” and together the “Secured Creditors”).