UNDERWRITING AGREEMENT between KBL MERGER CORP. IV and LADENBURG THALMANN & CO. INC., FBR CAPITAL MARKETS & CO., and I-BANKERS SECURITIES INC. Dated: [______], 2017 10,000,000 Units KBL Merger Corp. IV UNDERWRITING AGREEMENTUnderwriting Agreement • May 30th, 2017 • KBL Merger Corp. Iv • Blank checks • New York
The undersigned, KBL Merger Corp. IV, a Delaware corporation (the “Company”), hereby confirms its agreement with Ladenburg Thalmann & Co. Inc., B. Riley & Co. LLC, FBR Capital Markets & Co. and I-Bankers Securities Inc. (the “Representatives”) and with the other underwriters named on Schedule A hereto, for which the Representatives are acting as representatives (the Representatives and such other underwriters being collectively referred to herein as the “Underwriters” or, each underwriter individually, an “Underwriter”) as follows.
SECOND AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENTUnit Subscription Agreement • May 30th, 2017 • KBL Merger Corp. Iv • Blank checks • New York
This SECOND AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of May 25, 2017, by and between KBL Merger Corp. IV, a Delaware corporation (the “Company”), with a principal place of business at 527 Stanton Christiana Rd., Newark, DE 19713, and the purchasers listed on Schedule A attached to this Agreement (each, a “Subscriber” and collectively, the “Subscribers”).
