ContractPogoTec, Inc. • November 16th, 2017 • Delaware
Company FiledNovember 16th, 2017 JurisdictionTHIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”) OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED. THIS WARRANT MUST BE SURRENDERED TO THE COMPANY OR ITS TRANSFER AGENT AS A CONDITION PRECEDENT TO THE SALE, TRANSFER, PLEDGE OR HYPOTHECATION OF ANY INTEREST IN ANY OF THE SECURITIES REPRESENTED HEREBY.
PogoTec, Inc. Group 1 Note Purchase AgreementPurchase Agreement • November 16th, 2017 • PogoTec, Inc. • New York
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Note Purchase Agreement, dated as of June 14, 2017 (this “Agreement”) is entered into by and among PogoTec, Inc., a Delaware corporation (the “Company”), and the persons and entities delivering a signature page hereto and listed on the schedule of investors attached hereto as Schedule I (each an “Investor” and, collectively, the “Investors”).
PogoTec, Inc. SERIES B PREFERRED STOCK PURCHASE AGREEMENT August 24, 2016Series B Preferred Stock Purchase Agreement • November 16th, 2017 • PogoTec, Inc. • Delaware
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Series B Preferred Stock Purchase Agreement (this “Agreement”) is dated as of the Effective Date, and is between PogoTec, Inc. and the Investors.
CONTRIBUTION, INDEMNITY, INTERCREDITOR AND COLLATERAL AGENCY AGREEMENTIntercreditor and Collateral Agency Agreement • November 16th, 2017 • PogoTec, Inc. • New York
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Contribution, Indemnity, Intercreditor and Collateral Agency Agreement (this “Agreement”), dated as of June 14, 2017, is entered into by and among PogoTec, Inc., a Delaware corporation (the “Company”), the persons and entities delivering a signature page hereto, as the same may be updated from time to time (the “Investors”), and Jack McDougall, as the collateral agent appointed pursuant to the terms and conditions hereof (the “Collateral Agent”).
GROUP 1 TO GROUP 2 CONVERSION AGREEMENTGroup 2 Conversion Agreement • November 16th, 2017 • PogoTec, Inc. • New York
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Group 1 to Group 2 Conversion Agreement, dated as of October 24, 2017 (the “Effective Date”), is made by and between Fly High Eyes, LLC (“Fly High Eyes”), PogoTec, Inc., a Delaware Corporation (the “Company”), and Ronald D. Blum (“Blum”).
PogoTec, Inc. Note and Warrant Purchase AgreementAnd Warrant Purchase Agreement • November 16th, 2017 • PogoTec, Inc. • New York
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Note and Warrant Purchase Agreement, dated as of November 1, 2017 (the “Agreement”), is entered into by and among PogoTec, Inc., a Delaware corporation (the “Company”), and the persons and entities delivering a signature page hereto and listed on the schedule of investors attached hereto as Schedule I (each an “Investor” and, collectively, the “Investors”).
INTERCREDITOR AGREEMENT BETWEEN GROUP A INVESTORS AND GROUP B INVESTORSIntercreditor Agreement • November 16th, 2017 • PogoTec, Inc. • New York
Contract Type FiledNovember 16th, 2017 Company JurisdictionTHIS INTERCREDITOR AGREEMENT BETWEEN GROUP A INVESTORS AND GROUP B INVESTORS (this “Agreement”) dated as of the 2nd day of November, 2017, is made by and among the Investors associated with the Square 1 Bank loan facility as they are identified on Schedule 1 hereto (the “Group A Investors”), the note holders pursuant to the Note and Warrant Purchase Agreement dated as of November 1, 2017 as they are identified on Schedule 2 hereto (the “Group B Investors”), and PogoTec, Inc. (the “Company”).
POGOTEC, INC. EMPLOYMENT AGREEMENTEmployment Agreement • November 16th, 2017 • PogoTec, Inc. • Virginia
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis EMPLOYMENT AGREEMENT (this “Agreement”) is dated effective as of November 29th, 2016, and is between PogoTec, Inc., a corporation organized under the laws of the state of Delaware (“Employer”), and Timothy Haley (“Executive”).
SUBORDINATION AGREEMENTSubordination Agreement • November 16th, 2017 • PogoTec, Inc. • North Carolina
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Subordination Agreement (this “Agreement”) is made as of [DATE], by and between [NAME OF CREDITOR] the undersigned creditor (“Creditor”) and PACIFIC WESTERN BANK, a California state chartered bank (“Bank”).
SECOND AMENDMENT TO LOAN AGREEMENTLoan Agreement • November 16th, 2017 • PogoTec, Inc.
Contract Type FiledNovember 16th, 2017 CompanyThis Second Amendment to Loan Agreement (this “Amendment”), dated as of July 12, 2017, is executed and delivered by POGOTEC, INC. (“Borrower”), and Pacific Western Bank, a California state chartered bank (“Bank”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to those terms in the Loan Agreement (as defined below).
INTELLECTUAL PROPERTY SECURITY AGREEMENTIntellectual Property Security Agreement • November 16th, 2017 • PogoTec, Inc. • New York
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Intellectual Property Security Agreement (this “Agreement”) is entered into as of June 14, 2017 by and among Jack McDougall, in his capacity as Collateral Agent for the benefit of the Investors (“Agent”), and PogoTec, Inc., a Delaware corporation (“Grantor”).
WARRANT TO PURCHASE SHARESStock Purchase Agreement • November 16th, 2017 • PogoTec, Inc. • Delaware
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Warrant is issued to the individual or entity identified in the signature page hereto (the “Investor”) by Photo Eyewear, Inc., a Delaware corporation (the “Company”), pursuant to the terms of that certain Series A Preferred Stock Purchase Agreement (the “Stock Purchase Agreement”) dated March 12, 2015 in connection with the Company’s issuance to Investor of shares of Series A Preferred Stock.
Photo Eyewear, Inc. SERIES A PREFERRED STOCK PURCHASE AGREEMENT March 12, 2015Preferred Stock Purchase Agreement • November 16th, 2017 • PogoTec, Inc. • Delaware
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Series A Preferred Stock Purchase Agreement (this “Agreement”) is dated as of the Effective Date, and is between Photo Eyewear, Inc. and the Investors.
THIRD AMENDMENT TO LOAN AGREEMENTLoan Agreement • November 16th, 2017 • PogoTec, Inc.
Contract Type FiledNovember 16th, 2017 CompanyThis Third Amendment to Loan Agreement (this “Amendment”), dated as of November 1, 2017, is executed and delivered by POGOTEC, INC. (“Borrower”), and Pacific Western Bank, a California state chartered bank (“Bank”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to those terms in the Loan Agreement (as defined below).
CONFIRMATORY GRANT OF SECURITY INTEREST IN INTELLECTUAL PROPERTYPogoTec, Inc. • November 16th, 2017
Company FiledNovember 16th, 2017This Confirmatory Grant of Security Interest in Intellectual Property is entered into as of June 14, 2017 by and among Jack McDougall, Collateral Agent for the benefit of the Investors (defined below) (“Agent”), and PogoTec, Inc., a Delaware corporation (“Grantor”).
FIRST AMENDMENT AND WAIVER TO LOAN AGREEMENTLoan Agreement • November 16th, 2017 • PogoTec, Inc.
Contract Type FiledNovember 16th, 2017 CompanyThis First Amendment and Waiver to Loan Agreement (this “Amendment”), dated as of June 29, 2017, is executed and delivered by POGOTEC, INC. (“Borrower”), and Pacific Western Bank, a California state chartered bank (“Bank”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to those terms in the Loan Agreement (as defined below).
PogoTec, Inc. Note Purchase AgreementNote Purchase Agreement • November 16th, 2017 • PogoTec, Inc. • California
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Note Purchase Agreement, dated as of July 8, 2016 (this “Agreement”) is entered into by and among PogoTec, Inc., a Delaware corporation (the “Company”), and the persons and entities delivering a signature page hereto and listed on the schedule of investors attached hereto as Schedule I (each an “Investor” and, collectively, the “Investors”).
POGOTEC, INC. AMENDMENT NO. 2 TO THE SERIES B PREFERRED STOCK PURCHASE AGREEMENTPreferred Stock Purchase Agreement • November 16th, 2017 • PogoTec, Inc.
Contract Type FiledNovember 16th, 2017 CompanyTHIS AMENDMENT NO. 2 TO THE SERIES B PREFERRED STOCK PURCHASE AGREEMENT (the “Amendment No. 2”) is made as of April 4 2017, by and between PogoTec, Inc., a Delaware corporation (the “Company”), and the undersigned, together constituting at least a minimum number of parties necessary to amend that certain Series B Preferred Stock Purchase Agreement dated August 24, 2016, as amended (the “Purchase Agreement”), by and between the Company and the persons and entities listed on the Schedule of Investors (each an “Investor” and collectively, as the “Investors”) attached thereto as Exhibit A. Capitalized terms not otherwise defined herein shall have the same meanings ascribed to them in the Purchase Agreement.
POGOTEC, INC. LOAN AGREEMENTLoan Agreement • November 16th, 2017 • PogoTec, Inc. • North Carolina
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis LOAN AGREEMENT (this “Agreement”) is entered into as of June 14, 2017, by and between PACIFIC WESTERN BANK, a California state chartered bank (“Bank”), and POGOTEC, INC., a Delaware corporation (“Borrower”).
PogoTec, Inc. SERIES A-1 PREFERRED STOCK PURCHASE AGREEMENT July 20, 2015Preferred Stock Purchase Agreement • November 16th, 2017 • PogoTec, Inc. • Delaware
Contract Type FiledNovember 16th, 2017 Company JurisdictionThis Series A-1 Preferred Stock Purchase Agreement (this “Agreement”) is dated as of the Effective Date, and is between PogoTec, Inc. and the Investors.
POGOTEC, INC. AMENDMENT NO. 1 TO THE SERIES B PREFERRED STOCK PURCHASE AGREEMENTPreferred Stock Purchase Agreement • November 16th, 2017 • PogoTec, Inc.
Contract Type FiledNovember 16th, 2017 CompanyTHIS AMENDMENT NO. 1 TO THE SERIES B PREFERRED STOCK PURCHASE AGREEMENT (the “Amendment No. 1”) is made as of January 4, 2017, by and between PogoTec, Inc., a Delaware corporation (the “Company”), and the undersigned, together constituting at least a minimum number of parties necessary to amend that certain Series B Preferred Stock Purchase Agreement dated August 24, 2016 (the “Purchase Agreement”), by and between the Company and the persons and entities listed on the Schedule of Investors (each an “Investor” and collectively, as the “Investors”) attached thereto as Exhibit A. Capitalized terms not otherwise defined herein shall have the same meanings ascribed to them in the Purchase Agreement.