UNDERWRITING AGREEMENT between AERKOMM INC. (the “Company”) and BOUSTEAD SECURITIES, LLC (the “Underwriter”)Underwriting Agreement • March 30th, 2018 • Aerkomm Inc. • Communications services, nec • New York
Contract Type FiledMarch 30th, 2018 Company Industry JurisdictionIntroduction. This underwriting agreement (this “Agreement”) constitutes the agreement between Aerkomm Inc., a Nevada corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereafter defined) as being subsidiaries or affiliates of the Company, the “Company”), on the one hand, and Boustead Securities, LLC (the “Underwriter”), on the other hand, pursuant to which the Underwriter shall serve as the underwriter for the Company in connection with the proposed offering (the “Offering”) by the Company of its Offered Securities (as defined below).
Subscription AgreementSubscription Agreement • March 30th, 2018 • Aerkomm Inc. • Communications services, nec
Contract Type FiledMarch 30th, 2018 Company IndustryThis subscription agreement (this “Subscription”) is dated August _____, 2018, by and between the investor identified on the signature page hereto (the “Investor”) and Aerkomm Inc., a Nevada corporation (the “Company”). The parties agree as follows:
Form of Lock-up AgreementLock-Up Agreement • March 30th, 2018 • Aerkomm Inc. • Communications services, nec • New York
Contract Type FiledMarch 30th, 2018 Company Industry JurisdictionThe undersigned, a stockholder, director or officer of Aerkomm Inc., a Nevada corporation company (the “Company”), understands that Boustead Securities LLC (the “Underwriter”) will act as an underwriter to carry out an offering (the “Offering”) of the Company’s common stock (the “Securities”). In recognition of the benefit that the Offering will confer upon the undersigned, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the undersigned agrees with the Underwriter that, without the prior written consent of the Underwriter, during a period of six (6) months from the date of the final prospectus supplement for the Offering (the “Lock-Up Period”), the undersigned will not, without the prior written consent of the Underwriter, directly or indirectly (i) offer, pledge, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase or otherwis