SERIES D COMMON STOCK PURCHASE WARRANT Helios and Matheson Analytics Inc.Warrant Agreement • January 16th, 2019 • Helios & Matheson Analytics Inc. • Services-miscellaneous business services
THIS SERIES D COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after July 16, 2019 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 16, 2020 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common stock (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT COMMON STOCK PURCHASE WARRANTPlacement Agent Common Stock Purchase Warrant • January 16th, 2019 • Helios & Matheson Analytics Inc. • Services-miscellaneous business services
THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after July 16, 2019 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on January 15, 2024 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common stock (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to that certain Engagement Agreement, by and between the Company and H.C. Wainwright & Co., LLC, dated as of December 16, 2018.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 16th, 2019 • Helios & Matheson Analytics Inc. • Services-miscellaneous business services • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of January 15, 2019, between Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
