COMMON STOCK PURCHASE WARRANT SG BLOCKS, INC.Common Stock Purchase Warrant • November 13th, 2019 • Sg Blocks, Inc. • Wholesale-lumber & other construction materials • New York
THIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, _ ThinkEquity, a division of Fordham Financial Management, Inc. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six (6) month anniversary of the Original Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from SG Blocks, inc., a Delaware corporation (the “Company”), up to [______]1 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITY AGREEMENTSecurity Agreement • November 13th, 2019 • Sg Blocks, Inc. • Wholesale-lumber & other construction materials • Delaware
This SECURITY AGREEMENT, dated as of November 12, 2019 (this “Agreement”), is among SG Blocks, Inc., a Delaware corporation (the “Company”), any subsidiary and affiliate of the Company that is a signatory hereto either now or joined in the future (such subsidiaries, the “Guarantors” and, together with the Company, the “Debtors”) and RedDiamond Partners LLC, as a secured party (the “Secured Party”).
PLACEMENT AGENCY AGREEMENT November 12, 2019Placement Agency Agreement • November 13th, 2019 • Sg Blocks, Inc. • Wholesale-lumber & other construction materials • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 13th, 2019 • Sg Blocks, Inc. • Wholesale-lumber & other construction materials • Delaware
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 12, 2019, by and between SG BLOCKS, INC., a Delaware corporation, with its address at 195 Montague Street, 14th Floor, Brooklyn, NY 11201 (the “Company”), and REDDIAMOND PARTNERS LLC, a Delaware limited liability company, with its address at 156 West Saddle River Road, Saddle River, NJ 07548 (the “Buyer”).
AMENDMENT TO LOAN AGREEMENTLoan Agreement • November 13th, 2019 • Sg Blocks, Inc. • Wholesale-lumber & other construction materials • Delaware
This Second Amendment, dated November 7, 2019 (the “Second Amendment”), to that certain Loan Agreement and Promissory Note, dated October 3, 2019, as amended on October 15, 2019 (collectively, the “Loan Agreement”) between SG Blocks, Inc. (“Lender’) and CPF GP 2019-1 LLC (the “Borrower”), is entered into by and between the Lender and Borrower. Capitalized terms used herein and not defined shall have the meanings set forth in the Loan Agreement.
