China Eco-Materials Group Co. Limited UNDERWRITING AGREEMENTUnderwriting Agreement • December 16th, 2019 • China Eco-Materials Group Co. LTD • Concrete, gypsum & plaster products • New York
This underwriting agreement (this “Agreement”) constitutes the agreement between China Eco-Materials Group Co. Limited, a Cayman Islands exempted company limited by shares (the “Company”), on the one hand, and the several underwriters named on Annex A hereto (such underwriters, for whom Network 1 Financial Securities, Inc.is acting as representative, in such capacity, the “Representative”, and if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, collectively the “Underwriters” and each an “Underwriter”), on the other hand, pursuant to which the Underwriters shall serve as the underwriters for the Company in connection with the proposed offering (the “Offering”) on a “best efforts” basis for the minimum offering amount of $[●] (the “Minimum Amount”) up to a maximum offering amount of $[●] (the “Maximum Amount”) of ordinary shares (such ord
ESCROW AGREEMENTEscrow Agreement • December 16th, 2019 • China Eco-Materials Group Co. LTD • Concrete, gypsum & plaster products • New York
THIS ESCROW AGREEMENT (this “Agreement”) is made as of [●], 2019 by and among China Eco-Materials Group Co. Limited (the “Issuer”) and the Underwriter whose name and address appears on the Information Sheet (as defined herein) attached to this Agreement and Continental Stock Transfer & Trust Company, 1 State Street, 30th Floor, New York, New York 10004 (the “Escrow Agent”).
Warrant AgreementWarrant Agreement • December 16th, 2019 • China Eco-Materials Group Co. LTD • Concrete, gypsum & plaster products • New York
The registered Holder of this Warrant agrees by his, her or its acceptance hereof, that such Holder will not for a period of One Hundred Eighty (180) days following the EFFECTIVE date (as defined below) of the registration Statement: (a) sell, transfer, assign, pledge or hypothecate this WarranT to anyone other than officers or partners of NETWORK 1 FINANCIAL SECURITIES, INC., each of whom shall have agreed to the restrictions contained herein, in accordance with FINRA Conduct Rule 5110(g)(1), or (b) cause this Warrant or the securities issuable hereunder to be the subject of any hedging, short sale, derivative, put or call transaction that would result in the effective economic disposition of this Warrant or the securities hereunder, except as provided for in FINRA Rule 5110(g)(2).
