ESCROW AGREEMENT FOR CONTINGENT SECURITIES OFFERINGEscrow Agreement • December 20th, 2019 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledDecember 20th, 2019 Company Industry JurisdictionTHIS ESCROW AGREEMENT, effective as of December 20, 2019, (“Escrow Agreement”), is by, between and among North Capital Private Securities Corporation, a Delaware Corporation and a registered Broker-Dealer, member FINRA and SIPC, located at 623 E. Ft. Union Blvd, Suite 101, Salt Lake City, UT 84047, as escrow agent hereunder (“NCPS” or “Escrow Agent”); Otis Wealth, Inc., a Delaware corporation located (“Platform”) at 335 Madison Ave, 3rd Floor, New York, NY 10017; and Series Gallery Drop 013, a Series of Otis Gallery LLC, a Delaware limited liability company (“Issuer”) located at 335 Madison Ave, 3rd Floor, New York, NY 10017.
ContractOtis Gallery LLC • December 20th, 2019 • Retail-retail stores, nec
Company FiledDecember 20th, 2019 IndustryTHIS NOTE HAS NOT BEEN REGISTERED FOR SALE UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY OTHER APPLICABLE SECURITIES LAWS. THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE SECURITIES UNDER SAID ACT OR OTHER APPLICABLE SECURITIES LAWS OR, IN THE ABSENCE THEREOF, AN OPINION OF COUNSEL IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SAID ACT, OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SAID ACT. THIS NOTE IS SUBJECT TO THE TRANSFER RESTRICTIONS SET FORTH HEREIN.
Series Gallery Drop 012, a Series of Otis Gallery LLC Interests are offered through North Capital Private Securities Corporation, a registered broker- dealer and a member of FINRA and SIPC (“Broker”) Subscription Agreement to subscribe for Series...Subscription Agreement • December 20th, 2019 • Otis Gallery LLC • Retail-retail stores, nec • New York
Contract Type FiledDecember 20th, 2019 Company Industry JurisdictionPlease complete the following ACH payment details in order to automatically transfer money into the escrow account. This section can be left blank in the case of electronically initiated payments.
PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • December 20th, 2019 • Otis Gallery LLC • Retail-retail stores, nec • New York
Contract Type FiledDecember 20th, 2019 Company Industry JurisdictionTHIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is made and entered into as of this 13th day of December 2019, by and between (i) Series Gallery Drop 011, a Series of Otis Gallery LLC, a Delaware series limited liability company (“Purchaser”), and (ii) Otis Wealth, Inc., a Delaware corporation (“Seller”).
PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • December 20th, 2019 • Otis Gallery LLC • Retail-retail stores, nec • New York
Contract Type FiledDecember 20th, 2019 Company Industry JurisdictionTHIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is made and entered into as of this 17th day of December, 2019, by and between (i) Series Gallery Drop 014, a Series of Otis Gallery LLC, a Delaware series limited liability company (“Purchaser”), and (ii) Otis Wealth, Inc., a Delaware corporation (“Seller”).
Series Gallery Drop 012, a Series of Otis Gallery LLCOtis Gallery LLC • December 20th, 2019 • Retail-retail stores, nec
Company FiledDecember 20th, 2019 IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Gallery LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 012Asset Management Agreement • December 20th, 2019 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledDecember 20th, 2019 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of December 13, 2019, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 012, a Series of Otis Gallery LLC (the “Series”).
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 015Asset Management Agreement • December 20th, 2019 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledDecember 20th, 2019 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of December 13, 2019, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 015, a Series of Otis Gallery LLC (the “Series”).
Series Gallery Drop 015, a Series of Otis Gallery LLCOtis Gallery LLC • December 20th, 2019 • Retail-retail stores, nec
Company FiledDecember 20th, 2019 IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Gallery LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
Series Gallery Drop 014, a Series of Otis Gallery LLCOtis Gallery LLC • December 20th, 2019 • Retail-retail stores, nec
Company FiledDecember 20th, 2019 IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Gallery LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
Series Gallery Drop 013, a Series of Otis Gallery LLCOtis Gallery LLC • December 20th, 2019 • Retail-retail stores, nec
Company FiledDecember 20th, 2019 IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Gallery LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
Series Gallery Drop 011, a Series of Otis Gallery LLCOtis Gallery LLC • December 20th, 2019 • Retail-retail stores, nec
Company FiledDecember 20th, 2019 IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Gallery LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 014Asset Management Agreement • December 20th, 2019 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledDecember 20th, 2019 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of December 17, 2019, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 014, a Series of Otis Gallery LLC (the “Series”).
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 013Asset Management Agreement • December 20th, 2019 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledDecember 20th, 2019 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of December 13, 2019, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 013, a Series of Otis Gallery LLC (the “Series”).
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 011Asset Management Agreement • December 20th, 2019 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledDecember 20th, 2019 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of December 13, 2019, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 011, a Series of Otis Gallery LLC (the “Series”).