PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT Aytu BioScience, Inc.Placement Agent Common Stock Purchase Warrant • July 2nd, 2020 • Aytu Bioscience, Inc • Pharmaceutical preparations
THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 1, 2021 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aytu BioScience, Inc., a Delaware corporation (the “Company”), up to [_________] shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that letter agreement, dated as of May 2, 2020 by and between the Company and H.C. Wainwright & Co., LLC.
RESTRICTED STOCK CANCELATION AND EXCHANGE AGREEMENTRestricted Stock Cancelation and Exchange Agreement • July 2nd, 2020 • Aytu Bioscience, Inc • Pharmaceutical preparations • Delaware
THIS RESTRICTED STOCK CANCELATION AND EXCHANGE AGREEMENT (the “Agreement”) is entered into as of June 30, 2020 by and between Aytu BioScience, Inc., a Delaware corporation (the “Company”), and ____________ (the “Holder”).
