SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 2nd, 2020 • Aptorum Group LTD • Pharmaceutical preparations • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September ___, 2020, between Aptorum Group Limited, a company organized under the laws of the Cayman Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PRE-FUNDED CLASS A ORDINARY SHARE PURCHASE WARRANT APTORUM GROUP LIMITEDWarrant Agreement • October 2nd, 2020 • Aptorum Group LTD • Pharmaceutical preparations • New York
THIS PRE-FUNDED CLASS A ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aptorum Group Limited, a company organized under the laws of the Cayman Islands (the “Company”), up to ______ Class A ordinary shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT ORDINARY SHARE PURCHASE WARRANT APTORUM GROUP LIMITEDPlacement Agent Ordinary Share Purchase Warrant • October 2nd, 2020 • Aptorum Group LTD • Pharmaceutical preparations • New York
THIS PLACEMENT AGENT ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on September 29, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aptorum Group Limited, a company organized under the laws of the Cayman Islands (the “Company”), up to ______ Class A ordinary shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that certain Placement Agency Agreement dated as of September 29, 2020, by and between the Company and H.C. Wainwright & Co., LLC.
CLASS A ORDINARY SHARE PURCHASE WARRANT APTORUM GROUP LIMITEDClass a Ordinary Share Purchase Warrant • October 2nd, 2020 • Aptorum Group LTD • Pharmaceutical preparations • New York
THIS CLASS A ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on October 2, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aptorum Group Limited, a company organized under the laws of the Cayman Islands (the “Company”), up to ______ Class A ordinary shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
