Universe Pharmaceuticals INC UNDERWRITING AGREEMENTUnderwriting Agreement • November 17th, 2020 • Universe Pharmaceuticals INC • Pharmaceutical preparations • New York
Form of Lock-up AgreementLock-Up Agreement • November 17th, 2020 • Universe Pharmaceuticals INC • Pharmaceutical preparations • New York
The undersigned, a shareholder holding more than 5% shares of the total outstanding shares of Universe Pharmaceuticals INC, a Cayman Islands company (the “Company”) prior to the closing of Offering (as defined below) of the Company, understands that Univest Securities, LLC (the “Underwriter”) will act as an underwriter to carry out an offering (the “Offering”) of the Company’s ordinary shares (the “Securities”). In recognition of the benefit that the Offering will confer upon the undersigned, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the undersigned agrees with the Underwriter that, without the prior written consent of the Underwriter, during a period of up to six months from the date on which the trading of the Securities on the NASDAQ Stock Exchange commences (the “Lock-Up Period”), the undersigned will not, without the prior written consent of the Underwriter, directly or indirectly (i) offer, pledge, sell, contract
