ORDINARY SHARES AND OF Huadi International Group Co., Ltd. UNDERWRITING AGREEMENTUnderwriting Agreement • November 25th, 2020 • Huadi International Group Co., Ltd. • Steel pipe & tubes • New York
The undersigned, HUADI INTERNATIONAL GROUP CO., LTD., a Cayman Islands exempted company (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as defined below) as being subsidiaries or affiliates of HUADI INTERNATIONAL GROUP CO., LTD., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Craft Capital Management, LLC (“Craft”) and R.F. Lafferty & Co. Inc (“Lafferty”), acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representative”) on the terms and conditions set forth herein.
THE REGISTERED HOLDER OF THIS WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR...Warrant Agreement • November 25th, 2020 • Huadi International Group Co., Ltd. • Steel pipe & tubes • New York
THIS REPRESENTATIVE WARRANT (this “Warrant”) certifies that, pursuant to that certain Underwriting Agreement by and between Huadi International Group Co., Ltd., a Cayman Islands company (the “Company”) and, on behalf of the Underwriters named on Schedule I thereto, Craft Capital Management LLC and R.F. Lafferty & Co. Inc., as representatives (the “Representatives”), dated _________, 2020, as amended (the “Underwriting Agreement”), __________(“Holder”) and its assignees, as registered holders of this Warrant, is entitled, at any time or from time to time from________, 2020 (the “Exercise Date”), the date that is 180 days after the effective date of the Company Registration Statement on Form F-1 (No. 333-248919) with the Securities and Exchange Commission (the “Effective Date”), and at or before 5:00 p.m., Eastern time, on ___________2025 (five (5) years from the Effective Date) (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up t
ACTING-IN-CONCERT AGREEMENTActing-in-Concert Agreement • November 25th, 2020 • Huadi International Group Co., Ltd. • Steel pipe & tubes
NOW THEREFORE, in order to maximize the profits for the Parties, and to maintain the control of the Parties over a certain proportion of the voting rights and shareholdings of the Company, the Parties agree unanimously to the following arrangements:
