AERKOMM INC. as Company and CITICORP INTERNATIONAL LIMITED as Trustee CITIBANK, N.A., LONDON BRANCH as Registrar, Principal Paying Agent, Conversion Agent and Transfer Agent INDENTURE US$200,000 7.5% CONVERTIBLE BONDS DUE 2025 Dated as of December 2, 2020Indenture • December 4th, 2020 • Aerkomm Inc. • Communications services, nec • New York
THIS INDENTURE dated as of December 2, 2020 among AERKOMM INC., a corporation incorporated under the laws of the State of Nevada and its registered office at 923 Incline Way #39, Incline Village, NV 89451, USA (the “Company” or the “Issuer”), and CITICORP INTERNATIONAL LIMITED , as Trustee (each as defined in Section 2.3 below) and CITIBANK, N.A., LONDON BRANCH, as Registrar, Principal Paying Agent, Conversion Agent and Transfer Agent (each as defined in Section 2.3 below).
aerkomm INC. and Yuanta Securities (Hong Kong) COMPANY LIMITED PURCHASE AGREEMENT relating toPurchase Agreement • December 4th, 2020 • Aerkomm Inc. • Communications services, nec • New York
AERKOMM INC., a corporation incorporated under the laws of the State of Nevada and its registered office at 923 Incline Way #39, Incline Village, NV 89451, U.S.A. (the “Company”) confirms its agreement with Yuanta Securities (Hong Kong) Company Limited as the initial purchaser (the “Initial Purchaser”, which term shall also include the Initial Purchaser substituted as hereinafter provided in Section 12.7 hereof) in relation to the purchase by the Initial Purchaser of the Bonds (as defined below) allocated on the terms and subject to the conditions set out in this Purchase Agreement (the “Purchase”). Yuanta Securities (Hong Kong) Company Limited is also acting as representative (in such capacity, the “Lead Manager”) with respect to the issue and sale by the Company of US$10,000,000 Credit Enhanced Zero Coupon Convertible Bonds due 2025 (the “Credit Enhanced Bonds”), and US$200,000 7.5% Convertible Bonds due 2025 (the “Coupon Bonds”, and together with the Credited Enhanced Bonds, the “Bo
