2,855,000 Shares TFF PHARMACEUTICALS, INC. COMMON STOCK PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT March 26, 2021Underwriting Agreement • March 26th, 2021 • TFF Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
TFF Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Roth Capital Partners, LLC (the “Representative”) is acting as Representative, an aggregate of 2,140,000 shares of common stock, par value $0.001 per share, of the Company (the “Company Shares”). Lung Therapeutics, Inc., a Texas corporation (the “Selling Stockholder”) proposes to sell to the Underwriters an aggregate of 715,000 shares of common stock, par value $0.001 per share, of the Company (the “Stockholder Shares” and together with the Company Shares, the “Shares”). The Company and the Selling Stockholder are hereinafter sometimes collectively referred to as the “Sellers.” The shares of common stock, par value $0.001 per share, of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafter referred to as the “Common Stock.”
