OXFORD SQUARE CAPITAL CORP.Underwriting Agreement • May 14th, 2021 • Oxford Square Capital Corp. • New York
Oxford Square Capital Corp., a corporation incorporated under the laws of the State of Maryland (the “Fund”), is a non-diversified closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) $70,000,000 aggregate principal amount of its 5.50% Notes Due 2028 (the “Notes”). The Securities will be issued under an indenture dated as of April 12, 2017 by and between the Fund and U.S. Bank National Association, as trustee (the “Trustee”), as amended and supplemented by that certain Third Supplemental Indenture to be dated as of or about May 20, 2021 (such indenture, as amended and supplemented, the “Indenture”). The Fund also proposes to sell to the several Underwriters up to an additional $10,500,000 aggregate principal amount of Notes (the “Addition
