ContractWarrant Agreement • May 21st, 2021 • Originclear, Inc. • Industrial organic chemicals
Contract Type FiledMay 21st, 2021 Company IndustryTHIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS, AND, ACCORDINGLY, MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED UNLESS (I) SUCH SECURITIES HAVE BEEN REGISTERED FOR SALE PURSUANT TO THE SECURITIES ACT OF 1933, AS AMENDED, (II) SUCH SECURITIES MAY BE SOLD PURSUANT TO AN AVAILABLE EXEMPTION THEREFROM.
SUBSCRIPTION AGREEMENTSubscription Agreement • May 21st, 2021 • Originclear, Inc. • Industrial organic chemicals • New York
Contract Type FiledMay 21st, 2021 Company Industry JurisdictionSubscription Agreement between the Company, and purchaser identified on the signature page to this Agreement (the “Subscriber”), and is being delivered to the Subscriber in connection with its investment in OriginClear, Inc., a Nevada corporation (the “Company”). The Company is conducting a private placement (the “Offering”) for an amount of up to $5,000,000 of Units, each Unit consisting of 100 shares (the “Series R Preferred Shares”) of the Company’s newly created Series R Preferred Stock, having the rights set forth in the Certificate of Designation of Series R Preferred Stock substantially in the form of Exhibit A hereto (the “Series R Certificate of Designation”), (i) Series A warrants to purchase 1,000,000 shares of common stock, with an exercise price of $0.05 per share and a term of one year, substantially in the form of Exhibit B hereto (the “Series A Warrants”); (ii) solely for those Subscribers who have purchased an aggregate of $200,000 of (a) Units in this offering, togeth