SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 27th, 2021 • TD Holdings, Inc. • National commercial banks • New York
Contract Type FiledAugust 27th, 2021 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of August [ ], 2021 by and among TD HOLDINGS, INC., a Delaware corporation, (the “Company”), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a “Purchaser”; collectively, the “Purchasers”).
FORM OF COMMON STOCK PURCHASE WARRANT TD HOLDINGS, INC.TD Holdings, Inc. • August 27th, 2021 • National commercial banks
Company FiledAugust 27th, 2021 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_____________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issuance Date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is the five (5) year anniversary of the Issuance Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from TD Holdings, Inc., a Delaware corporation (the “Company”), up to [_____] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. This Warrant is one of the warrants to purchase shares of Common Stock issued pursuant to that certain Securities Purchase Agreement (the “Purchase Agreement”) dated as of August [ ], 2021 among the Company and the purchasers signatory thereto, as amended from time to time.