CREDIT AND SECURITY AGREEMENTCredit and Security Agreement • October 7th, 2021 • Saratoga Investment Corp. • New York
CREDIT AND SECURITY AGREEMENT, dated as of October 4, 2021 (this “Agreement”), by and among saratoga investment funding ii llc, a Delaware limited liability company, as borrower (the “Borrower”), SARATOGA INVESTMENT CORP., a Maryland corporation, as Collateral Manager (in such capacity, the “Collateral Manager”), and as Equityholder (in such capacity, the “Equityholder”), the LENDERS from time to time party hereto, ENCINA LENDER FINANCE, LLC (“Encina”), as administrative agent for the Secured Parties (as hereinafter defined) (in such capacity, the “Administrative Agent”) and as collateral agent for the Secured Parties (in such capacity, the “Collateral Agent”), U.S. Bank national association (“U.S. Bank”), as collateral custodian for the Secured Parties (in such capacity, the “Custodian”), and as collateral administrator (in such capacity, the “Collateral Administrator”).
LOAN SALE AND CONTRIBUTION AGREEMENT between SARATOGA INVESTMENT CORP., as Seller and SARATOGA INVESTMENT FUNDING II LLC, as Purchaser Dated as of October 4, 2021Loan Sale and Contribution Agreement • October 7th, 2021 • Saratoga Investment Corp. • New York
This LOAN SALE AND CONTRIBUTION AGREEMENT, dated as of October 4, 2021 (as amended, supplemented or otherwise modified and in effect from time to time, this “Agreement”), between SARATOGA INVESTMENT CORP., a Maryland corporation, as seller (in such capacity, the “Seller”), and SARATOGA INVESTMENT FUNDING II LLC, a Delaware limited liability company, as purchaser (in such capacity, the “Purchaser”).
EQUITY PLEDGE AGREEMENTEquity Pledge Agreement • October 7th, 2021 • Saratoga Investment Corp. • New York
This EQUITY PLEDGE AGREEMENT (this “Agreement”), dated as of October 4, 2021, is entered into between SARATOGA INVESTMENT CORP., a Maryland corporation (the “Pledgor”), and ENCINA LENDER FINANCE, LLC, as collateral agent for the benefit of the Secured Parties (in such capacity, together with its successors and permitted assigns in such capacity, the “Collateral Agent”).
